| 14-03138 | 05/17/2017 | Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Andrew Froman
Respondent(s): John Cote, Nicholas Macnab
Respondent Lawyers(s): Andrew Froman, Jeffrey M. Barnes
Arbitrator(s): James G. Killough, Robert N. Leitch, Peggy Lewis Kennedy
Hearing Site: Atlanta, GA
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| 16-00169 | 04/07/2017 | Claimant(s): Sylvia Gort
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): G. Wayne Hillis
Arbitrator(s): Chandler R. Bridges, Deborah A. Jackson, James C. Hoover
Hearing Site: Atlanta, GA
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| 16-00659 | 04/06/2017 | Claimant(s): Jon Davidson
Claimant Lawyers(s): James D. Patrick
Respondent(s): Wells Fargo Advisors, Janice Hutson
Respondent Lawyers(s): Keith J. Barnett
Arbitrator(s): Barbara Black, Rudolph Andrew Bata, Robert Ware Killorin
Hearing Site: Atlanta, GA
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| 16-01866 | 02/07/2017 | Claimant(s): David Miller
Claimant Lawyers(s): Ronald M. Amato
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Chandler R Bridges, Michael J. Stern, John F. Allgood
Hearing Site: Atlanta, GA
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| 16-00780 | 01/31/2017 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA, et al.
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Kimberly Aylesworth
Respondent Lawyers(s): Howard P. Slomka
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
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| 15-03334 | 12/13/2016 | Claimant(s): Morgan Stanley, Morgan Stanley FA Notes Holdings LLC, Morgan Stanley Smith Barney Holdings LLC
Claimant Lawyers(s): Laura J. Starr
Respondent(s): John Halper
Respondent Lawyers(s): Samuel A. Wilson
Arbitrator(s): Robert A. Dean, Frank (Francis) Eugene Roedl, Dennis Wilton Burnette
Hearing Site: Atlanta, GA
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| 16-01305 | 09/15/2016 | Claimant(s): Robert Maranghi
Claimant Lawyers(s): Robert J. Maranghi
Respondent(s): David Garner
Respondent Lawyers(s): David Mark Garner
Arbitrator(s): Linda M. Granata
Hearing Site: Atlanta, GA
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| 16-01397 | 09/06/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA, et al.
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Dan Moss
Respondent Lawyers(s): Dan Moss
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
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| 14-03444 | 06/15/2016 | Claimant(s): Syed Ahmed
Claimant Lawyers(s): Craig H. Kuglar
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): G. Wayne Hillis
Arbitrator(s): Deborah A. Jackson, Harvey R. Linder, Henry W. Grady
Hearing Site: Atlanta, GA
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| 16-00084 | 06/15/2016 | Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Gene L. Small
Respondent(s): Thomas Ferrero
Respondent Lawyers(s): Thomas J. Ferrero
Arbitrator(s): Bruce W. Bennett
Hearing Site: Atlanta, GA
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