| 12-00888 | 08/13/2013 | Claimant(s): Kim Timmins
Claimant Lawyers(s): Pamela Aurelien
Respondent(s): Deutsche Bank Securities., Mario Saljanin
Respondent Lawyers(s): Karen M. Steel
Arbitrator(s): Denzil J. Klippel, Alfonso G. Figliolia, Mary Ellen Burns
Hearing Site: New York, NY
| | |
| 11-00469 | 07/22/2013 | Claimant(s): Deutsche Bank Securities.
Claimant Lawyers(s): Robert B. Ericson
Respondent(s): Trevor Rahn
Respondent Lawyers(s): Leonard Steiner
Arbitrator(s): Alan Stamm, Gary Timothy Haight, Dean Schneider
Hearing Site: Los Angeles, CA
| | |
| 11-04540 | 06/05/2013 | Claimant(s): Harry Jaffe
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Edward Baer, Martin H. Zern, Cheryl H. Agris
Hearing Site: New York, NY
| | |
| 11-00119 | 05/08/2013 | Claimant(s): Jason Roth
Claimant Lawyers(s): David Marek
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Cliff Fonstein
Arbitrator(s): Romaine L. Gardner, Stewart E. Winner, Christine Moore
Hearing Site: New York, NY
| | |
| 11-00581 | 02/12/2013 | Claimant(s): Thomas Lynch
Claimant Lawyers(s): Carmelyn Malalis
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Charles P. Axelrod, John Daly, Adam M. Kauff
Hearing Site: New York, NY
| | |
| 11-02442 | 10/02/2012 | Claimant(s): Deutsche Bank Securities.
Claimant Lawyers(s): Angelina Chew
Respondent(s): Jon Javellana, Kenneth Ro, Barclays Capital Inc.
Respondent Lawyers(s): Christopher A. Stecher, Naki Irvin
Arbitrator(s): Robert A. Lombardi, Eric Gad Forster, Ara Kassabian
Hearing Site: Los Angeles, CA
| | |
| 10-02413 | 05/09/2012 | Claimant(s): Mark Berry
Claimant Lawyers(s): Jenice L Malecki
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Cliff Fonstein
Arbitrator(s): Judith C. Greene, Andrew J. Gerber, Martin Deignan Dehler
Hearing Site: New York, NY
| | |
| 10-03889 | 03/12/2012 | Claimant(s): Deutsche Bank Securities.
Claimant Lawyers(s): Robert B. Ericson
Respondent(s): Andrew Zicklin
Respondent Lawyers(s): Andrew Zicklin
Arbitrator(s): David Zollman, Arthur F. Brueggeman, Thomas Mason Harwood
Hearing Site: Los Angeles, CA
| | |
| 10-01557 | 12/27/2011 | Claimant(s): Stephen Colavito
Claimant Lawyers(s): Craig H. Kuglar
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Nicholas H. De Baun
Arbitrator(s): Kenneth R. Woods, Carrie E. Wisniewski, Marian Cover Dockery
Hearing Site: Atlanta, GA
| | |
| 10-03549 | 07/13/2011 | Claimant(s): Deutsche Bank Securities.
Claimant Lawyers(s): Andrew T. Solomon
Respondent(s): Martin Joyce
Respondent Lawyers(s): Megan E. Perrotta
Arbitrator(s): Chesley Oriel, William S. Tagerman, Nickolas F. Monteforte
Hearing Site: Boston, MA
| | |
