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FINRA Awards for Detroit, MI

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Displaying 81-90 out of 242 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0052710/22/2019Claimant(s): Thomas Norris
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
18-0441709/18/2019Claimant(s): Mark Kosanke
Claimant Lawyers(s): Harris Freedman
Respondent(s): Professional Asset Management.
Respondent Lawyers(s): Joan E. Flam
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
18-0433107/23/2019Claimant(s): Rex Stanczak
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Paul Schultz
Arbitrator(s): Timothy J. Currier
Hearing Site: Detroit, MI
18-0433407/18/2019Claimant(s): Adam Schwallier
Claimant Lawyers(s): Harris Freedman
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
18-0426006/21/2019Claimant(s): Lee Miller
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
18-0309805/23/2019Claimant(s): James McLellan
Claimant Lawyers(s): Frances Menzer
Respondent(s): NewBridge Securities Corp., Broad Street Securities., Leonard & Company
Respondent Lawyers(s): Dainforth French, Gregg J. Breitbart, Stuart G. Burchard
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
18-0301204/23/2019Claimant(s): Martin Schroeder
Claimant Lawyers(s): Martin Lee Schroeder
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Jeffry M. Bauer, Anthony J. Bove, Michael James Malone
Hearing Site: Detroit, MI
18-0249403/19/2019Claimant(s): Michael Bellware
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Morgan Stanley, Morgan Stanley DW Inc.
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
18-0137303/13/2019Claimant(s): Shannan Denison
Claimant Lawyers(s): Michael Bessette
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): John F. Burns
Hearing Site: Detroit, MI
18-0226502/08/2019Claimant(s): Michael Anderson
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Samuel P. Mauch
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI

242 Results

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