Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
19-00527 | 10/22/2019 | Claimant(s): Thomas Norris Claimant Lawyers(s): Joseph H. Spiegel Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Robert J. Scafuri Hearing Site: Detroit, MI | ||
18-04417 | 09/18/2019 | Claimant(s): Mark Kosanke Claimant Lawyers(s): Harris Freedman Respondent(s): Professional Asset Management. Respondent Lawyers(s): Joan E. Flam Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI | ||
18-04331 | 07/23/2019 | Claimant(s): Rex Stanczak Claimant Lawyers(s): Joseph H. Spiegel Respondent(s): Robert W. Baird & Co. Incorporated Respondent Lawyers(s): Paul Schultz Arbitrator(s): Timothy J. Currier Hearing Site: Detroit, MI | ||
18-04334 | 07/18/2019 | Claimant(s): Adam Schwallier Claimant Lawyers(s): Harris Freedman Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI | ||
18-04260 | 06/21/2019 | Claimant(s): Lee Miller Claimant Lawyers(s): Joseph H. Spiegel Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Jeffry M. Bauer Hearing Site: Detroit, MI | ||
18-03098 | 05/23/2019 | Claimant(s): James McLellan Claimant Lawyers(s): Frances Menzer Respondent(s): NewBridge Securities Corp., Broad Street Securities., Leonard & Company Respondent Lawyers(s): Dainforth French, Gregg J. Breitbart, Stuart G. Burchard Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI | ||
18-03012 | 04/23/2019 | Claimant(s): Martin Schroeder Claimant Lawyers(s): Martin Lee Schroeder Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Neal S. Robb Arbitrator(s): Jeffry M. Bauer, Anthony J. Bove, Michael James Malone Hearing Site: Detroit, MI | ||
18-02494 | 03/19/2019 | Claimant(s): Michael Bellware Claimant Lawyers(s): Michelle Atlas Respondent(s): Morgan Stanley, Morgan Stanley DW Inc. Respondent Lawyers(s): Andrew Gelfand Arbitrator(s): Lee Hornberger Hearing Site: Detroit, MI | ||
18-01373 | 03/13/2019 | Claimant(s): Shannan Denison Claimant Lawyers(s): Michael Bessette Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): John F. Burns Hearing Site: Detroit, MI | ||
18-02265 | 02/08/2019 | Claimant(s): Michael Anderson Claimant Lawyers(s): Joseph H. Spiegel Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Samuel P. Mauch Arbitrator(s): Jeffry M. Bauer Hearing Site: Detroit, MI |