| 07-03256 | 02/12/2009 | Claimant(s): Alan Gildenberg
Claimant Lawyers(s): Jay A. Schwartz
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Joel E. Davidson
Arbitrator(s): Marvin I. Horowitz, Norman A. Samson, Earlene R. Baggett-Hayes
Hearing Site: Detroit, MI
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| 06-03243 | 12/23/2008 | Claimant(s): Planco Financial Services.
Claimant Lawyers(s): Mark T. Boonstra
Respondent(s): Sarah Habitz, Sean Ritchlin
Respondent Lawyers(s): Eric S. Richards
Arbitrator(s): Mark L. Kowalsky, Burton L. Ansell, William P. Thorpe
Hearing Site: Detroit, MI
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| 08-00291 | 12/05/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Dewey Steffen
Respondent Lawyers(s): Gregory J. Boulahanis
Arbitrator(s): Robert A. Vogler, Stephen D. Arkwright, Conrad W. Koski
Hearing Site: Detroit, MI
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| 08-02827 | 11/17/2008 | Claimant(s): Beverly Pirtle, Roger Pirtle
Claimant Lawyers(s): Scott L. Silver
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Martin B. Breighner
Hearing Site: Detroit, MI
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| 07-03155 | 08/25/2008 | Claimant(s): Martin Cooper
Claimant Lawyers(s): C. William Bair
Respondent(s): Securities Services Network.
Respondent Lawyers(s): Robert N. Rapp
Arbitrator(s): Tracy L. Allen, Conrad W. Koski, Richard E. Zuckerman
Hearing Site: Detroit, MI
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| 07-01853 | 08/13/2008 | Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Robert Casaceli
Respondent Lawyers(s): Jack J. Mazzara
Arbitrator(s): Stephen D Kursman, Timothy C. Moore, Gretchen M. Forrester
Hearing Site: Detroit, MI
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| 06-05147 | 06/11/2008 | Claimant(s): Michael Guess
Claimant Lawyers(s): Richard M. Kerger
Respondent(s): Gerald "Gary" Sliemers, A.G. Edwards & Sons.
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Harvey Frank, William P. Thorpe, Seth H. Barsky
Hearing Site: Detroit, MI
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| 07-01694 | 04/25/2008 | Claimant(s): Citizens Bank, IFMG Securities., IFS Agencies.
Claimant Lawyers(s): Michael B. Cosentino
Respondent(s): Myra Roenicke
Respondent Lawyers(s): Sheetal Parikh
Arbitrator(s): Robert J. Scafuri, Eric S. Richards, Michael D. Patterson
Hearing Site: Detroit, MI
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| 06-03445 | 04/08/2008 | Claimant(s): Schultz Investment Advisors Incorporat
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Douglas Plamondon, Randall Novotny, Roger Steensma, Scott Schultz, Hoffman, Steensma, and Plamondon, PLC, SPN Financial Services
Respondent Lawyers(s): Lawrence R. Gelber, Robert K. Ross
Arbitrator(s): Carole M. Crosby, Jack J. Mazzara, Martin Brosnan
Hearing Site: Detroit, MI
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| 06-04423 | 03/25/2008 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Michael Simmers
Respondent Lawyers(s): David A. Sebastian
Arbitrator(s): Peter B. Kupelian, Gary C. Peters, Ann D. Kuhna
Hearing Site: Detroit, MI
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