| 10-03028 | 03/29/2011 | Claimant(s): Ellis Liddell
Claimant Lawyers(s): Ellis Nurogar Liddell
Respondent(s): Margaret Griffith
Respondent Lawyers(s): Margaret Griffith
Arbitrator(s): Jay B. MacKenzie, William P. Thorpe, Earlene R. Baggett-Hayes
Hearing Site: Detroit, MI
| | Expungement |
| 09-03947 | 03/28/2011 | Claimant(s): Joel Lagore
Claimant Lawyers(s): Mark L. Kowalsky
Respondent(s): David Vallie, Citigroup Global Markets., Morgan Stanley, Morgan Stanley & Co., Terrence Andrysiak
Respondent Lawyers(s): Tiffany C. Woodie
Arbitrator(s): Harvey Frank, Mark Wietchy, William P. Thorpe
Hearing Site: Detroit, MI
| | |
| 09-04182 | 03/16/2011 | Claimant(s): Nina Howerton
Claimant Lawyers(s): Joni M. Fixel
Respondent(s): Chase Investment Services Corp., Mark Calabrese
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Jacqueline R. Fox, Lee Hornberger, Linda M. Foster-Wells
Hearing Site: Detroit, MI
| | |
| 10-03592 | 02/01/2011 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Paul Gabriel
Respondent Lawyers(s): Paul Thomas Gabriel
Arbitrator(s): William M. Azkoul
Hearing Site: Detroit, MI
| | |
| 10-00210 | 01/14/2011 | Claimant(s): Paul Stanley
Claimant Lawyers(s): Marc A. Goldman
Respondent(s): Dennis Brown, Kimberly Liddell, Equitas America
Respondent Lawyers(s): Melvin G. Moseley
Arbitrator(s): Peter S. Viviano, Kenneth J. Safran, Jonathan Edward Maire
Hearing Site: Detroit, MI
| | |
| 09-01613 | 12/14/2010 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Joshua R. Pini
Respondent(s): Edward Walterhouse
Respondent Lawyers(s): Ronald M. Amato
Arbitrator(s): Howard Mark Klausmeier, Roman S. Gribbs, Phillip I. Levin
Hearing Site: Detroit, MI
| | |
| 10-03011 | 12/07/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jim Van Dyke
Respondent(s): Nadim Mourad
Respondent Lawyers(s): Nadim Marwan Mourad
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
| | |
| 09-05084 | 11/10/2010 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Mark Davis
Respondent Lawyers(s): Richard L. Bolhouse
Arbitrator(s): John R. Main
Hearing Site: Detroit, MI
| | |
| 09-05543 | 08/05/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Edward G. Winsman
Respondent(s): Brent Haag
Respondent Lawyers(s): Brent Haag
Arbitrator(s): Raymond Wade Henney
Hearing Site: Detroit, MI
| | |
| 09-01985 | 07/29/2010 | Claimant(s): Anthony Manaia
Claimant Lawyers(s): Anthony Gerard Manaia
Respondent(s): Royal Alliance Associates., United Securities Alliance.
Respondent Lawyers(s): Ambreen A. Delawalla, Michael Jones
Arbitrator(s): Jack J. Mazzara
Hearing Site: Detroit, MI
| | |
