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FINRA Awards for L.P.

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Displaying 31-40 out of 46 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0149101/12/2017Claimant(s): Leonard Barenboim
Claimant Lawyers(s): Leonard Barenboim
Respondent(s): Bruce Meyers, Meyers Associates, L.P.
Respondent Lawyers(s): David A. Schrader
Arbitrator(s): Morton S. Bunis
Hearing Site: New York, NY
14-0035609/15/2015Claimant(s): Eden Falik
Claimant Lawyers(s): Rishi Bhandari
Respondent(s): BGC Financial, L.P.
Respondent Lawyers(s): Michael S. Popok
Arbitrator(s): Karen M. Cullen, Robert M. Goldstein, Harrison Johnson
Hearing Site: New York, NY
14-0241907/16/2015Claimant(s): John Gatens
Claimant Lawyers(s): Robert S. Balsam
Respondent(s): Daniel Lavecchia, Louis Scotto, Robert Kellan, BGC Financial, L.P.
Respondent Lawyers(s): Michael S. Popok
Arbitrator(s): Daniel B. Berkson, Robert E. Anderson, Thomas Michael Gandolfo
Hearing Site: New York, NY
13-0118504/16/2015Claimant(s): Meyers Associates, L.P.
Claimant Lawyers(s): Benjamin Suess
Respondent(s): Bruce Meyers, Marlen Vigdorov
Respondent Lawyers(s): Benjamin Suess, Todd A. Zuckerbrod
Arbitrator(s): Michael H. DuBoff, Berton Seltzberg, Keely D. Parr
Hearing Site: New York, NY
13-0212412/19/2014Claimant(s): Raymond Walton
Claimant Lawyers(s): Nancy Temple
Respondent(s): Cantor Fitzgerald & Co., BGC Financial, L.P.
Respondent Lawyers(s): David E. Schoenfeld
Arbitrator(s): Kenneth N. Adamson, Epaminondas Eddie Manelis, John M. Kramer
Hearing Site: Chicago, IL
14-0003708/25/2014Claimant(s): Francisco Pascual
Claimant Lawyers(s): Francisco Pascual
Respondent(s): Beta Capital Management, L.P.
Respondent Lawyers(s): Robert T. Kofman
Arbitrator(s): John Richard Lynch
Hearing Site: Miami, FL
14-0095706/25/2014Claimant(s): Edward D. Jones & Co., L.P.
Claimant Lawyers(s): Harry D. Frisch
Respondent(s): Danny Lugar
Respondent Lawyers(s): W. David Paxton
Arbitrator(s): Stuart H. Dunn, Arthur J. Salzberg, Ramon M. Brinkman
Hearing Site: Richmond, VA
13-0227706/23/2014Claimant(s): Donald Wojnowski, John Tarpinian, Robert Ainbinder
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Bruce Meyers, Meyers Associates, L.P.
Respondent Lawyers(s): David A. Schrader
Arbitrator(s): Hugh N. Fryer, Nino Armienti, Michele S. Riley
Hearing Site: New York, NY
11-0141301/11/2013Claimant(s): Tullett Prebon Americas Corp., Tullett Prebon Financial Services LLC
Claimant Lawyers(s): Robert M. Abrahams
Respondent(s): Anthony Arcabascio, Charles Comparetto, Gregory Golden, Michael Palladino, Pierce Ryan, Richard Clarkson, Robert Steiniger, Thomas Killeen, Timothy Horan, BGC Financial, L.P.
Respondent Lawyers(s): Eric Seiler, Nicholas J. Boyle
Arbitrator(s): Paul K. Barenholtz, Martin H. Zern, Anthony Dennis Perri
Hearing Site: New York, NY
09-0648505/17/2011Claimant(s): Matthew Scoble
Claimant Lawyers(s): Matthew J. McDonald
Respondent(s): Blaylock & Partners, L.P.
Respondent Lawyers(s): Abe Lampart
Arbitrator(s): Romaine L. Gardner, Preston V. Pumphrey, Sheryl-Anne Sastow
Hearing Site: New York, NY

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