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FINRA Awards for Goldman

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Displaying 11-20 out of 24 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0073403/20/2018Claimant(s): Kevin Kimery
Claimant Lawyers(s): Eric Litow
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): C. Evan Stewart
Arbitrator(s): Stephen H. Biller
Hearing Site: Memphis, TN
16-0058010/14/2016Claimant(s): James Whalen
Claimant Lawyers(s): James R. Whelan
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Robert A. Buhlman
Arbitrator(s): Glenn J. Hansen, Laura A. Kaster, Matthew James Malinowski
Hearing Site: Philadelphia, PA
15-0216706/10/2016Claimant(s): John McGuire
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Theodore O. Rogers
Arbitrator(s): Nancy Plesser Wendell, David I. Goldblatt, Howard S. Quinn
Hearing Site: New York, NY
10-0265912/05/2014Claimant(s): Christopher Barra, Luis Sampedro
Claimant Lawyers(s): R. Rogge Dunn
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Robin D. Fessel
Arbitrator(s): Sandra L. Malek, James Stephan Mulholland, John B. La Rue
Hearing Site: Los Angeles, CA
13-0127705/07/2014Claimant(s): Timothy Weber
Claimant Lawyers(s): Robert M. Thornton
Respondent(s): Goldman, Sachs and Company, The Goldman Sachs Group.
Respondent Lawyers(s): Robin D. Fessel
Arbitrator(s): Thomas M. Campbell, Lawrence R. Maxwell, Jay M. Vogelson
Hearing Site: Dallas, TX
13-0103503/17/2014Claimant(s): Deeb Salem
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Andrew J. Frackman
Arbitrator(s): Martin H. Zern, Keith Roberts, Steven Gary Leventhal
Hearing Site: New York, NY
09-0667411/02/2011Claimant(s): Drew Freides
Claimant Lawyers(s): R. Rogge Dunn
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Robin D. Fessel
Arbitrator(s): David J. Anderson, Edward A. Trabin, Robert Bruce MacDonald
Hearing Site: Los Angeles, CA
09-0522911/08/2010Claimant(s): Chad Boeding, Divesh Makan
Claimant Lawyers(s): Rodney J. Heggy
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Robin D. Fessel
Arbitrator(s): Carl B. Noelke, Lester Friedman, Stanford G. Hirata
Hearing Site: San Francisco, CA
07-0142102/11/2009Claimant(s): Paulina Malo, Roberto Redondo
Claimant Lawyers(s): Steven R. Pounian
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Robin D. Fessel
Arbitrator(s): Theodor Brown, Fred Shinagel, Peter M. Pfau
Hearing Site: New York, NY
07-0291312/05/2008Claimant(s): Stanley Pomichter
Claimant Lawyers(s): Bruce Day
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Jonathan M. Sedlak
Arbitrator(s): Thomas J. Donoghue, Jeffrey R. Hellman, Martin J. DeGennaro
Hearing Site: Hartford, CT

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