| 24-01654 | 10/25/2024 | Claimant(s): Raymond James & Associates.
Claimant Lawyers(s): Kris Galloway
Respondent(s): Michael Magruder
Respondent Lawyers(s): Michael E. Magruder
Arbitrator(s): Langfred W. White
Hearing Site: Orlando, FL
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| 23-02879 | 07/16/2024 | Claimant(s): Carrie-Beth Randall
Claimant Lawyers(s): William F. Ray
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Langfred W. White, Harvey R. Linder, Laree Payne Kennedy
Hearing Site: Jackson, MS
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| 23-03265 | 05/24/2024 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing
Claimant Lawyers(s): Tracy L. Gerber
Respondent(s): Federico Cardona
Respondent Lawyers(s): Federico Cardona
Arbitrator(s): Langfred W. White
Hearing Site: Orlando, FL
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| 21-02668 | 08/11/2022 | Claimant(s): Jeannan Brewer
Claimant Lawyers(s): Harris Freedman
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Laura T. Ruiz Rivera
Arbitrator(s): Langfred W. White
Hearing Site: Jacksonville, FL
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| 22-00274 | 07/22/2022 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Jeanette Dennis
Respondent(s): Nicola DiPaolo
Respondent Lawyers(s): Nicola DiPaolo
Arbitrator(s): Langfred W. White
Hearing Site: Nashville, TN
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| 22-00435 | 07/22/2022 | Claimant(s): LPL Financial LLC
Claimant Lawyers(s): Neil S. Baritz
Respondent(s): Donald Heitz
Respondent Lawyers(s): Donald Leon Heitz
Arbitrator(s): Langfred W. White
Hearing Site: Jacksonville, FL
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| 21-02797 | 05/24/2022 | Claimant(s): Justin Cramer
Claimant Lawyers(s): Brian Luther
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Langfred W. White, William Alexander Despo, Charles L.A. Terreni
Hearing Site: Columbia, SC
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| 17-00359 | 05/10/2022 | Claimant(s): Steven Wyatt
Claimant Lawyers(s): Louis H. Watson
Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes, Morgan Stanley Smith Barney Financing
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Langfred W. White, Ian S. Greig, Robert E. Graves
Hearing Site: Jackson, MS
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| 21-02519 | 03/24/2022 | Claimant(s): Sean Huskins
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward B Magarian
Arbitrator(s): Langfred W. White, Stephen A. Saker, John Winslow Griesser
Hearing Site: Orlando, FL
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| 21-02023 | 03/15/2022 | Claimant(s): Steven Mctaggart
Claimant Lawyers(s): John D. Stewart
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn Perreault
Arbitrator(s): Langfred W. White
Hearing Site: Tampa, FL
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