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FINRA Awards for Amir Tadjedin

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Displaying 10 out of 19 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0292508/06/2024Claimant(s): Lawrence Napolitano
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Kalos Capital., Parkland Securities
Respondent Lawyers(s): Amir Tadjedin, Carol Wildermuth
Arbitrator(s): Mark R. Lee
Hearing Site: Las Vegas, NV
23-0143907/12/2024Claimant(s): Kian Nobari
Claimant Lawyers(s): Harris Freedman
Respondent(s): Sigma Financial Corporation
Respondent Lawyers(s): Amir Tadjedin
Arbitrator(s): William W. Haskell
Hearing Site: San Francisco, CA
23-0132106/07/2024Claimant(s): James Lineweaver
Claimant Lawyers(s): Gerry Kowalski
Respondent(s): Triad Advisors LLC, Sigma Financial Corporation
Respondent Lawyers(s): Amir Tadjedin, Jennifer R. Cox
Arbitrator(s): Tracy L. Allen
Hearing Site: Cleveland, OH
23-0147902/06/2024Claimant(s): Tim Clairmont
Claimant Lawyers(s): William Bean
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Amir Tadjedin
Arbitrator(s): Stephany Adriene Watson
Hearing Site: Portland, OR
23-0063701/22/2024Claimant(s): Miguel Montejano
Claimant Lawyers(s): Amir Tadjedin
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
22-0001205/25/2023Claimant(s): Damon George
Claimant Lawyers(s): Damon David George
Respondent(s): United Planners' Financial Services
Respondent Lawyers(s): Amir Tadjedin
Arbitrator(s): Nancy E. Hochman, John M. Casey, Mark Lee Haggard
Hearing Site: Portland, OR
21-0223910/24/2022Claimant(s): Walter Helms
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): M Holdings Securities.
Respondent Lawyers(s): Amir Tadjedin
Arbitrator(s): Mollie Wagner Neal
Hearing Site: Atlanta, GA
22-0027909/15/2022Claimant(s): David McGill
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Parkland Securities
Respondent Lawyers(s): Amir Tadjedin
Arbitrator(s): Carl E. Ver Beek, Robert David Epstein, David Joseph Remondini
Hearing Site: Indianapolis, IN
20-0073512/21/2020Claimant(s): Daniel Shannon
Claimant Lawyers(s): Michael A. Gross
Respondent(s): M Holdings Securities.
Respondent Lawyers(s): Amir Tadjedin
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
19-0180403/13/2020Claimant(s): Todd Gregory
Claimant Lawyers(s): Nathan Lamb
Respondent(s): D.H. Hill Securities, LLLP
Respondent Lawyers(s): Amir Tadjedin
Arbitrator(s): Susan L. Walker
Hearing Site: Kansas City, MO

19 Results

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