| 16-01568 | 07/13/2017 | Claimant(s): Louis Falvo
Claimant Lawyers(s): Peter J. Glennon
Respondent(s): Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Michael P. Hennigan, Peter A.P. Dunlop, Paul Tichauer
Hearing Site: Buffalo, NY
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| 16-02472 | 07/11/2017 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Matthew B. Henneman
Respondent(s): Daniel Gunderson
Respondent Lawyers(s): Daniel J. Gunderson
Arbitrator(s): Arthur L. Tepper
Hearing Site: Dallas, TX
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| 14-01598 | 07/07/2017 | Claimant(s): Allan Yarkin, Hank Boyce
Claimant Lawyers(s): Allan M. Lerner
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tina Winer
Arbitrator(s): Alice J. Johnson, Robert J. Bender, William John Kattula
Hearing Site: Boca Raton, FL
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| 15-01979 | 06/16/2017 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Patrick G. King
Respondent(s): Scott Sade
Respondent Lawyers(s): Peter B. King
Arbitrator(s): Monroe Mitchel, Mark I. Roth, John S. Leech
Hearing Site: Boca Raton, FL
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| 16-03466 | 05/31/2017 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): Gregg Weiss
Respondent Lawyers(s): Gregg Brian Weiss
Arbitrator(s): Richard J. Kaplan
Hearing Site: Boca Raton, FL
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| 17-00433 | 05/26/2017 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Joseph Casella
Respondent Lawyers(s): Joseph Casella
Arbitrator(s): Joseph J. Arata
Hearing Site: New York, NY
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| 13-03476 | 05/16/2017 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barny Notes Holding
Claimant Lawyers(s): Patrick G. King
Respondent(s): Michael Smith
Respondent Lawyers(s): Aaron A. Wernick
Arbitrator(s): Marc T. Danon, Bruce M. Alster, Robert J. Buchner
Hearing Site: Boca Raton, FL
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| 16-01767 | 04/24/2017 | Claimant(s): John Burke
Claimant Lawyers(s): Leonard Weintraub
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Richard D. Chusid, Robert E. Anderson, S. Charles Tabak
Hearing Site: Newark, NJ
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| 16-00314 | 03/07/2017 | Claimant(s): Beverly Carroll
Claimant Lawyers(s): Robert A.W. Boraks
Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Respondent Lawyers(s): David J. Sensenig
Arbitrator(s): Christopher M. McMurray, Michael R. Snow, Olivia Milbank Farrar
Hearing Site: Washington, DC
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| 16-01256 | 03/07/2017 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Robert L Herskovits
Respondent(s): Timothy Brockman
Respondent Lawyers(s): Timothy J Brockman
Arbitrator(s): Robert G. Bannon
Hearing Site: Columbia, SC
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