| 15-02834 | 02/07/2017 | Claimant(s): Michael Hanke
Claimant Lawyers(s): Daniel P. Dietrich
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Langfred W. White, Patricia Gunn, Thomas J. Patka
Hearing Site: Tampa, FL
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| 13-03636 | 03/22/2016 | Claimant(s): Cliqusean Green
Claimant Lawyers(s): Erin E. Hanson
Respondent(s): Ameriprise Financial Services., American Express Financial Advisors
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Michael S. Matek, Donald W. McKenzie, Rita J. Jacyna Curley
Hearing Site: Chicago, IL
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| 09-06970 | 05/14/2015 | Claimant(s): Joseph Collins
Claimant Lawyers(s): Joseph Collins
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Gregory E. Cater, Malcolm Edwin Whittaker, Susan Meek
Hearing Site: Houston, TX
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| 14-03181 | 03/02/2015 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward A. Walton
Respondent(s): Joseph Jayne
Respondent Lawyers(s): Joseph Jayne
Arbitrator(s): Mary C. Kelleher
Hearing Site: Boston, MA
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| 10-05114 | 09/26/2014 | Claimant(s): Mark Simon
Claimant Lawyers(s): J. Christopher Wehrle
Respondent(s): Ameriprise Financial Services., Larry Larson, Larson & Associates
Respondent Lawyers(s): Edward A. Walton, Miles D. Hart
Arbitrator(s): Jeffry M. Bauer, Harvey Frank, Anthony R. Paesano
Hearing Site: Detroit, MI
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| 14-00105 | 09/15/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward A. Walton
Respondent(s): Dennis Dixon
Respondent Lawyers(s): Dennis Crowder Dixon
Arbitrator(s): Bill Swinford
Hearing Site: Louisville, KY
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| 13-03471 | 06/25/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward A. Walton
Respondent(s): Thomas Ambrose
Respondent Lawyers(s): Thomas Kevin Ambrose
Arbitrator(s): David Paul Clark
Hearing Site: Wilmington, DE
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| 12-01234 | 01/15/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward A. Walton
Respondent(s): Robert Brooks
Respondent Lawyers(s): Gilbert J. Andia
Arbitrator(s): John Russell Barlow
Hearing Site: Raleigh, NC
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| 13-01527 | 10/28/2013 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward A. Walton
Respondent(s): Richard Flecca
Respondent Lawyers(s): Richard Warren Flecca
Arbitrator(s): Daniel P. Lund
Hearing Site: Orlando, FL
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| 12-01242 | 06/05/2013 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward A. Walton
Respondent(s): Walter Russell
Respondent Lawyers(s): David J. Hase
Arbitrator(s): Alex H. Keller
Hearing Site: Columbus, OH
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