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FINRA Awards for Thomas Ambrose

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0112012/22/2017Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Carrie L. Lathrop
Respondent(s): Thomas Ambrose
Respondent Lawyers(s): Thomas Kevin Ambrose
Arbitrator(s): Morton S. Bunis
Hearing Site: Wilmington, DE
13-0347106/25/2014Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward A. Walton
Respondent(s): Thomas Ambrose
Respondent Lawyers(s): Thomas Kevin Ambrose
Arbitrator(s): David Paul Clark
Hearing Site: Wilmington, DE

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