| 19-01330 | 11/05/2019 | Claimant(s): Michael Murphy
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY
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| 18-02164 | 11/01/2019 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Jamie Nowakowski
Respondent Lawyers(s): Dennis C. Carter
Arbitrator(s): Patrick R. Westerkamp
Hearing Site: Hartford, CT
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| 18-04071 | 09/13/2019 | Claimant(s): John Moy
Claimant Lawyers(s): Jennifer Willey
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): David L. Ruderman, Marian Smith Glenn, Joan M. Smith
Hearing Site: Baltimore, MD
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| 19-00152 | 08/26/2019 | Claimant(s): David Keator
Claimant Lawyers(s): Peter F Flynn
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Martin A. Edelstein
Hearing Site: Albany, NY
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| 18-03458 | 06/13/2019 | Claimant(s): Robert Robbins
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Wells Fargo Advisors Financial Network, Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman, Nuviah Shirazi
Arbitrator(s): Robert S. Hark
Hearing Site: Manchester, NH
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| 18-04108 | 05/13/2019 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Jessica Klein
Respondent(s): Anthony Germano
Respondent Lawyers(s): Anthony Joseph Germano
Arbitrator(s): Paul Allan Massaro
Hearing Site: Newark, NJ
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| 18-02830 | 02/26/2019 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Paul Ellis
Respondent Lawyers(s): Bridget Donegan
Arbitrator(s): Charles Scott McClellan
Hearing Site: Seattle, WA
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| 18-00847 | 02/11/2019 | Claimant(s): Frank Albano
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Ted M. Rosen
Hearing Site: New York, NY
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| 18-00939 | 01/16/2019 | Claimant(s): Janet Redman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Diane Ciccone
Hearing Site: Wilmington, DE
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| 18-02334 | 11/21/2018 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Robert Norton
Respondent Lawyers(s): Robert Telford Norton
Arbitrator(s): Jonathan H. Krotinger
Hearing Site: Portland, OR
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