| 10-01897 | 06/24/2011 | Claimant(s): Deborah Gandy
Claimant Lawyers(s): Patricia L. Payne
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph E. Gehring
Arbitrator(s): M. Michael Cramer, David Paul Clark, Lloyd M. Richardson
Hearing Site: Washington, DC
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| 09-04663 | 06/21/2011 | Claimant(s): Robert Bagby
Claimant Lawyers(s): Robert L. Bagby
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Thomas D. Cordell
Arbitrator(s): Eli Bensky, Charles A. Bankston, Maurice J. Fallas
Hearing Site: Houston, TX
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| 10-01893 | 06/16/2011 | Claimant(s): Steven Smith
Claimant Lawyers(s): Patricia L. Payne
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph E. Gehring, Jr.
Arbitrator(s): Robert Vaughan Cornish, Christopher M. McMurray, William E. Nelson
Hearing Site: Washington, DC
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| 09-01121 | 06/09/2011 | Claimant(s): Yasir Sabri
Claimant Lawyers(s): John D. Singer
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kevin B. Walker
Arbitrator(s): Christal J. Henner, Carolyn A. Mann, Ivan W. Harper
Hearing Site: New York, NY
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| 08-02399 | 06/06/2011 | Claimant(s): Kimberly Hutcheson
Claimant Lawyers(s): Brian P. Sanford
Respondent(s): Audrey Gibson, Gary Carby, Citigroup Global Markets., Stephen Caine, Citigroup.
Respondent Lawyers(s): Tiffany C. Woodie
Arbitrator(s): Jeff Abrams, Joseph A. Vicario, Edward S. Koppman
Hearing Site: Dallas, TX
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| 09-07032 | 05/05/2011 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania Facher
Respondent(s): Suzanne LaTour
Respondent Lawyers(s): Peter J. Attarian
Arbitrator(s): Mandel E. Himelstein, Michael D. Briggs, Alan Joseph Goldstein
Hearing Site: San Diego, CA
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| 09-04403 | 05/03/2011 | Claimant(s): Eric Hudson
Claimant Lawyers(s): William J. Kupinse
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph E. Gehring
Arbitrator(s): Donald J. Zoeller, Daniel A. Dolan, John Caracciolo
Hearing Site: New York, NY
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| 09-06101 | 04/28/2011 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Yana Kromo
Respondent(s): John Downs
Respondent Lawyers(s): William S. Wolfson
Arbitrator(s): E. William Pastor
Hearing Site: Philadelphia, PA
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| 09-03430 | 04/15/2011 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania Facher
Respondent(s): Patrick Murray
Respondent Lawyers(s): W. Patrick Murray
Arbitrator(s): Jeffrey M. Bain, Truman M. Hogan, Frank C. Fogl
Hearing Site: Cleveland, OH
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| 10-05372 | 04/04/2011 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Yana Kromo
Respondent(s): Robert O'Herlihy
Respondent Lawyers(s): Robert O'Herlihy
Arbitrator(s): Jack Friedman
Hearing Site: Newark, NJ
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