Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00738 | 11/11/2019 | Claimant(s): David Mehler Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pruco Securities. Respondent Lawyers(s): Alan S. Brodherson Arbitrator(s): Douglas Earl McLaren Hearing Site: Charlotte, NC | ||
| 19-00062 | 10/28/2019 | Claimant(s): Alan Brookshire Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Olivia L. Jones Arbitrator(s): Harvey R. Linder Hearing Site: Charlotte, NC | ||
| 19-00649 | 10/18/2019 | Claimant(s): Wesley Singleton Claimant Lawyers(s): Stephan Louviere Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Joelle A. Simms Arbitrator(s): Patricia Ann Tracey Hearing Site: Charlotte, NC | ||
| 19-00170 | 10/17/2019 | Claimant(s): Alan Brookshire Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Jason Alexander Diamond Hearing Site: Charlotte, NC | ||
| 19-00056 | 08/09/2019 | Claimant(s): Andrew Harding Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Michael J. Ahlstrom Hearing Site: Charlotte, NC | ||
| 18-04432 | 08/08/2019 | Claimant(s): Christopher Miller Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Cheryl Howard Arbitrator(s): Michael J. Ahlstrom Hearing Site: Charlotte, NC | ||
| 18-03638 | 07/11/2019 | Claimant(s): Melody Juge Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Financial West Group, Corecap Investments. Respondent Lawyers(s): Gene Valentine, Judith A. Villarreal Arbitrator(s): Dwane Edward Vickstrom Hearing Site: Charlotte, NC | ||
| 19-00008 | 05/31/2019 | Claimant(s): RBC Capital Markets LLC Claimant Lawyers(s): Michael E. Rowe Respondent(s): Robert Stiles Respondent Lawyers(s): Robert Louis Stiles Arbitrator(s): Patricia H. Latham Hearing Site: Charlotte, NC | ||
| 18-03153 | 03/11/2019 | Claimant(s): Raymond James Financial Services. Claimant Lawyers(s): Brandy Pikus Respondent(s): Steven Dick Respondent Lawyers(s): Eliott R. Good Arbitrator(s): Stephen P. Hoffman Hearing Site: Charlotte, NC | ||
| 18-02175 | 01/25/2019 | Claimant(s): John Balcerzak Claimant Lawyers(s): Dochtor Kennedy Respondent(s): WMA Securities., World Group Securities. Respondent Lawyers(s): Clive Slovin, Susan D. Duff Arbitrator(s): Lynne T. Albert Hearing Site: Charlotte, NC |