Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-02834 | 09/09/2020 | Claimant(s): Auto Aftermarket Securities Claimant Lawyers(s): Eric D. Martin Respondent(s): Josef Schaible Respondent Lawyers(s): Joseph Paul Schaible Arbitrator(s): David M. Snyder, Christopher William Crowley, Racquel Smith Hearing Site: Tampa, FL | ||
| 20-00698 | 09/04/2020 | Claimant(s): Armand Atkinson Claimant Lawyers(s): Matt Wolper Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Mimi B. Osiason Hearing Site: Tampa, FL | ||
| 20-00914 | 06/25/2020 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Craig D Stein Respondent(s): Jeffrey Allen Respondent Lawyers(s): Jeffrey Thomas Allen Arbitrator(s): Muriel Desloovere Hearing Site: Tampa, FL | ||
| 19-03092 | 06/15/2020 | Claimant(s): Stephen Overton Claimant Lawyers(s): Harris Freedman Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Martin M. Van Luven Hearing Site: Tampa, FL | ||
| 19-03186 | 04/15/2020 | Claimant(s): Marc Korsch Claimant Lawyers(s): Jessica Calloway Respondent(s): Centaurus Financial., Trustmont Financial Group. Respondent Lawyers(s): Anthony C. Hladek, Michael West Arbitrator(s): Karl A. Vogeler Hearing Site: Tampa, FL | ||
| 19-02390 | 04/14/2020 | Claimant(s): Shon Flaharty Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL | ||
| 19-02859 | 03/31/2020 | Claimant(s): Kevin Burkart Claimant Lawyers(s): Stephan Louviere Respondent(s): Signator Investors. Respondent Lawyers(s): James Noblett Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL | ||
| 19-00370 | 02/24/2020 | Claimant(s): Byron Minchala Claimant Lawyers(s): Byron Alexander Minchala Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Michael A. Gross Arbitrator(s): Richard S. Zaifert, Jack W. Windt, Audrey Belitz Rauchway Hearing Site: Tampa, FL | ||
| 19-03211 | 02/05/2020 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Jonathan D. Berg Respondent(s): Ian Deliz Morales Respondent Lawyers(s): Ian M. Deliz Morales Arbitrator(s): Richard S. Zaifert Hearing Site: Tampa, FL | ||
| 19-02436 | 01/30/2020 | Claimant(s): Christopher Roman Claimant Lawyers(s): Kathy M. Klock Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Maurice M. Feller Hearing Site: Tampa, FL |