| 11-04550 | 08/14/2013 | Claimant(s): Anderson & Strudwick Investment Corp., Anderson & Strudwickorporated
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Donald Gunn
Respondent Lawyers(s): Dionne C. Fajardo
Arbitrator(s): Roger W. Van Deusen, Jeffrey R Fuller, Martin Salzman
Hearing Site: Tampa, FL
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| 11-02369 | 07/12/2013 | Claimant(s): Paula Dumas
Claimant Lawyers(s): Joel Ewusiak
Respondent(s): Gordon Jones, Donald L. Hagan d/b/a Day Hagan
Respondent Lawyers(s): Andrew Clayton
Arbitrator(s): Edith N. Dinneen, Darryl C. Wilson, Keith M. Crouse
Hearing Site: Tampa, FL
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| 12-03756 | 07/10/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Michael Gibson
Respondent Lawyers(s): Michael M. Gibson
Arbitrator(s): Mimi B. Osiason
Hearing Site: Tampa, FL
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| 12-03716 | 06/06/2013 | Claimant(s): Thomas Bartholomew
Claimant Lawyers(s): Robert K. Jamieson
Respondent(s): Charlotte Stone, Lindsey H. Perry, As Co-Trustee, Jr., William McCurry
Respondent Lawyers(s): Robert Rex
Arbitrator(s): William F. Glaser
Hearing Site: Tampa, FL
| | Expungement |
| 12-02008 | 06/04/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Don Boswell
Respondent(s): Michael Brown
Respondent Lawyers(s): Joshua A. Katz
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
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| 13-00115 | 05/30/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Yana Kromo
Respondent(s): John Zangari
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Carole M. Crosby
Hearing Site: Tampa, FL
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| 12-03090 | 05/10/2013 | Claimant(s): Gunnallen Financial.
Claimant Lawyers(s): William J. Schifino
Respondent(s): Michael Guilfoyle
Respondent Lawyers(s): Michael Nicholas Guilfoyle
Arbitrator(s): Mimi B. Osiason
Hearing Site: Tampa, FL
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| 12-01117 | 04/23/2013 | Claimant(s): John Powell
Claimant Lawyers(s): William T. Kirtley
Respondent(s): International Financial Solutions.
Respondent Lawyers(s): Joel R. Beck
Arbitrator(s): Brian G. Mooney
Hearing Site: Tampa, FL
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| 12-02803 | 04/17/2013 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Laura J. Starr
Respondent(s): Jeffery Iseler
Respondent Lawyers(s): Bruce W. Barnes
Arbitrator(s): William F. Glaser
Hearing Site: Tampa, FL
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| 10-04514 | 03/22/2013 | Claimant(s): James Eastman
Claimant Lawyers(s): Christopher T. Vernon
Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Respondent Lawyers(s): Tracy Gerber
Arbitrator(s): Langfred W. White, Howard L. Hill, Thomas J. Patka
Hearing Site: Tampa, FL
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