| 24-01019 | 09/09/2024 | Claimant(s): Rimma Yuryeva
Claimant Lawyers(s): Leon Ozeran
Respondent(s): Morgan Stanley
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
|  | $0 |
| 24-00947 | 09/09/2024 | Claimant(s): Chiara Yi
Claimant Lawyers(s): Chiara Yi
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Kevin Kanesaka
Hearing Site: Jersey City, NJ
| | $300 |
| 23-02620 | 09/09/2024 | Claimant(s): Rongke Lin
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): Blackrock Investments
Respondent Lawyers(s): Rachel Capler
Arbitrator(s): Mitchell S. Ostwald, Thomas Arthur Cohen, Anne Michaels Seavey
Hearing Site: San Francisco, CA
| | |
| 23-02291 | 09/06/2024 | Claimant(s): Brendan Poole
Claimant Lawyers(s): Peter Lindholm
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Sara S. Dorland
Arbitrator(s): Cherie S. Lewis
Hearing Site: Los Angeles, CA
| | |
| 23-02897 | 09/06/2024 | Claimant(s): Timothy Ackerman
Claimant Lawyers(s): Austin Davis
Respondent(s): Guardian Investor Services LLC
Respondent Lawyers(s): John Walter
Arbitrator(s): Michael Harrison
Hearing Site: Los Angeles, CA
| | |
| 23-00921 | 09/06/2024 | Claimant(s): Maria Torruella
Claimant Lawyers(s): Roberto C Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Linette Figueroa-Torres
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
| | |
| 24-00986 | 09/06/2024 | Claimant(s): Christopher Smith
Claimant Lawyers(s): Christopher Smith
Respondent(s): Moomoo Financial Inc.
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Brian James Tagtmeier
Hearing Site: Houston, TX
| | $4,684 |
| 22-01490 | 09/06/2024 | Claimant(s): Alan Bulotsky, Deluvina Lopez, George Wilson, Janice Almeleh, Jean Wilson, Toby Bulotsky, Grace Lutheran Church of Grace Lutheran, George Wilson IRA, Jean Wilson IRA, Toby D. Bulotsky Trust
Claimant Lawyers(s): Adam Gana
Respondent(s): Ages Financial Services, Ltd.
Respondent Lawyers(s): Kirsten Patzer
Arbitrator(s): Randy R. Maher, Janice L. Sperow, Helen W. Kinnaird
Hearing Site: San Diego, CA
| | $1,148,130 |
| 23-02709 | 09/06/2024 | Claimant(s): Anthony Jezek
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): John Murphy, Kathryn D. Perreault
Arbitrator(s): Joseph Neal Richardson
Hearing Site: Oklahoma City, OK
| | |
| 23-00955 | 09/06/2024 | Claimant(s): Miguel Hernandez
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Linette Figueroa-Torres
Arbitrator(s): Christopher J. Klein
Hearing Site: San Juan, PR
| | |
