| 24-00990 | 11/08/2024 | Claimant(s): Richard Lawrence
Claimant Lawyers(s): Brian Luther
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Robert S. Zuckerman, Fern M. Laethem, Eric Ross Cromartie
Hearing Site: Jackson, MS
| | |
| 23-00944 | 11/08/2024 | Claimant(s): Miguel Hernandez
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey Medina-Velez
Arbitrator(s): Christopher J. Klein
Hearing Site: San Juan, PR
| | |
| 23-01270 | 11/08/2024 | Claimant(s): Douglas Muhlbauer, The Harbor Group of New York., The Harbor Group of South Florida., Harbor Group of South Florida. 401k, Harbor Group of South Florida. Cash, The Harbor Group of New York Inc. 401(K), The Harbor Group of New York. Cash, American Endowment Foundation FBO
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): V. Justin Arpey
Arbitrator(s): Allen Robin, Carl Henry Perdue, Richard Gendler
Hearing Site: Boca Raton, FL
|  | $2,348,860 |
| 23-01541 | 11/08/2024 | Claimant(s): Keith Krupka
Claimant Lawyers(s): Matthew Wilson
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Donald A. Corbett
Arbitrator(s): Theodore E. Danciart, Paula K. Konikoff, Bruce Leslie Ishimatsu
Hearing Site: Los Angeles, CA
| | $0 |
| 24-00285 | 11/08/2024 | Claimant(s): Karen Koenig
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Stephany Adriene Watson
Hearing Site: Seattle, WA
| | |
| 24-00598 | 11/07/2024 | Claimant(s): Arkadiusz Ploski
Claimant Lawyers(s): Arkadiusz Ploski
Respondent(s): Morgan Stanley & Co., E*Trade Securities LLC
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Kent L. Benziger
Hearing Site: New York, NY
| | $3,768 |
| 23-01533 | 11/07/2024 | Claimant(s): Jose Chaves
Claimant Lawyers(s): Russell Del Toro Parra
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina-Velez
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
| | |
| 24-01237 | 11/06/2024 | Claimant(s): Daniel Ray
Claimant Lawyers(s): Daniel Patrick Ray
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Kristine R. Thomson
Arbitrator(s): David I. Levine, Philip Aaron Tymon, Laura A. Kaster
Hearing Site: Detroit, MI
| | |
| 23-02954 | 11/06/2024 | Claimant(s): Jonathan Viscounte
Claimant Lawyers(s): William R. Bean
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Fred W. Miller
Hearing Site: Philadelphia, PA
| | |
| 22-01199 | 11/06/2024 | Claimant(s): Albert Eyal, Josette Eyal, Albert Eyal IRA, Josette Eyal IRA
Claimant Lawyers(s): Michael Hill
Respondent(s): Zvika Feldman
Respondent Lawyers(s): Andrew S. May
Arbitrator(s): Seth L. Finkel, Peter Shapiro, Nancy Rosenbaum Kessler
Hearing Site: Boca Raton, FL
| | Expungement |
