23-01919 | 04/09/2024 | Claimant(s): Cyrus Desai Claimant Lawyers(s): Meher C. Desai Respondent(s): William Young, Grove Point Investments Respondent Lawyers(s): Garry T. Stevens, Jr., Richard A. D'Amura Arbitrator(s): Christopher M. McMurray, Luba Shur, Kiran Nasir Gore Hearing Site: Washington, DC
| | Dismissed by Rule 12206 |
23-02773 | 04/09/2024 | Claimant(s): Peter Pavlakis Claimant Lawyers(s): Robert W. Pearce Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Greg M. Scanlon Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY
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23-02358 | 04/08/2024 | Claimant(s): Jonathan French Claimant Lawyers(s): Zack Knoblock Respondent(s): Crown Capital Securities, L.P. Respondent Lawyers(s): Darol K. Paulsen Arbitrator(s): Constance Ellen Boukidis, Kirtley M. Thiesmeyer, Terry Lynn Chambless Hearing Site: Los Angeles, CA
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23-01570 | 04/08/2024 | Claimant(s): Douglas Eglington Claimant Lawyers(s): Douglas Eglington Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Heather Cooper Arbitrator(s): Lee Milich Hearing Site: Boca Raton, FL
| | $0 |
23-00395 | 04/08/2024 | Claimant(s): Ve Ngo Claimant Lawyers(s): Emahn Counts Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Noah D. Sorkin Arbitrator(s): Steven Gourley Hearing Site: Los Angeles, CA
| | $134,751 |
23-01519 | 04/08/2024 | Claimant(s): Stephen Ridge Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Elena D. Marcuss Arbitrator(s): Richard E. Lauziere Hearing Site: Baltimore, MD
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23-02834 | 04/08/2024 | Claimant(s): Melissa Devolve Claimant Lawyers(s): Everett Pritchard Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Michael J Norton Hearing Site: Denver, CO
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23-01489 | 04/05/2024 | Claimant(s): Maurice Acriche Claimant Lawyers(s): Harris Freedman Respondent(s): Lehman Brothers Inc Respondent Lawyers(s): Christopher K. Kiplok Arbitrator(s): Michele S. Riley Hearing Site: New York, NY
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23-01437 | 04/05/2024 | Claimant(s): Ellice Papp Claimant Lawyers(s): Harris Freedman Respondent(s): Prudential Equity Group, Lehman Brothers Inc Respondent Lawyers(s): Christopher K. Kiplok, Jennifer E. Novoselsky Arbitrator(s): Mary Margaret Bush Hearing Site: San Francisco, CA
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23-01419 | 04/05/2024 | Claimant(s): Thomas Mccausland Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets., RBC Capital Markets LLC Respondent Lawyers(s): Adam M. Kauff, Samuel F.B. Audley Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ
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