| 23-01919 | 04/09/2024 | Claimant(s): Cyrus Desai
Claimant Lawyers(s): Meher C. Desai
Respondent(s): William Young, Grove Point Investments
Respondent Lawyers(s): Garry T. Stevens, Jr., Richard A. D'Amura
Arbitrator(s): Christopher M. McMurray, Luba Shur, Kiran Nasir Gore
Hearing Site: Washington, DC
|  | Dismissed by Rule 12206 |
| 23-02773 | 04/09/2024 | Claimant(s): Peter Pavlakis
Claimant Lawyers(s): Robert W. Pearce
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Greg M. Scanlon
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY
| | |
| 23-02358 | 04/08/2024 | Claimant(s): Jonathan French
Claimant Lawyers(s): Zack Knoblock
Respondent(s): Crown Capital Securities, L.P.
Respondent Lawyers(s): Darol K. Paulsen
Arbitrator(s): Constance Ellen Boukidis, Kirtley M. Thiesmeyer, Terry Lynn Chambless
Hearing Site: Los Angeles, CA
| | |
| 23-01570 | 04/08/2024 | Claimant(s): Douglas Eglington
Claimant Lawyers(s): Douglas Eglington
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Heather Cooper
Arbitrator(s): Lee Milich
Hearing Site: Boca Raton, FL
| | $0 |
| 23-00395 | 04/08/2024 | Claimant(s): Ve Ngo
Claimant Lawyers(s): Emahn Counts
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Steven Gourley
Hearing Site: Los Angeles, CA
| | $134,751 |
| 23-01519 | 04/08/2024 | Claimant(s): Stephen Ridge
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Elena D. Marcuss
Arbitrator(s): Richard E. Lauziere
Hearing Site: Baltimore, MD
| | |
| 23-02834 | 04/08/2024 | Claimant(s): Melissa Devolve
Claimant Lawyers(s): Everett Pritchard
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katelyn H. Wilson
Arbitrator(s): Michael J Norton
Hearing Site: Denver, CO
| | |
| 23-01489 | 04/05/2024 | Claimant(s): Maurice Acriche
Claimant Lawyers(s): Harris Freedman
Respondent(s): Lehman Brothers Inc
Respondent Lawyers(s): Christopher K. Kiplok
Arbitrator(s): Michele S. Riley
Hearing Site: New York, NY
| | |
| 23-01437 | 04/05/2024 | Claimant(s): Ellice Papp
Claimant Lawyers(s): Harris Freedman
Respondent(s): Prudential Equity Group, Lehman Brothers Inc
Respondent Lawyers(s): Christopher K. Kiplok, Jennifer E. Novoselsky
Arbitrator(s): Mary Margaret Bush
Hearing Site: San Francisco, CA
| | |
| 23-01419 | 04/05/2024 | Claimant(s): Thomas Mccausland
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets., RBC Capital Markets LLC
Respondent Lawyers(s): Adam M. Kauff, Samuel F.B. Audley
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ
| | |
