Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01182 | 12/10/2020 | Claimant(s): David Pottenger Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Jason Alexander Diamond Hearing Site: Charlotte, NC | $0 | |
| 20-01243 | 12/10/2020 | Claimant(s): Scott Kleiman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsy L. Vasko Arbitrator(s): Diane Ciccone Hearing Site: Philadelphia, PA | $0 | |
| 20-01406 | 12/10/2020 | Claimant(s): Michael Lomas Claimant Lawyers(s): Harry Meyer Respondent(s): Next Financial Group. Respondent Lawyers(s): John T. Unger Arbitrator(s): Jeffry M. Bauer Hearing Site: Buffalo, NY | $0 | |
| 20-01995 | 12/10/2020 | Claimant(s): Jay Fischer Claimant Lawyers(s): Debra A. Jenks Respondent(s): Securian Financial Services. Respondent Lawyers(s): Richard J. Babnick Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL | $0 | |
| 20-02072 | 12/10/2020 | Claimant(s): Michael Koob Claimant Lawyers(s): Ansis V. Viksnins Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Barry Goldman, LaVon C. Phillips, Matthew E. Piermantier Hearing Site: Minneapolis, MN | $0 | |
| 19-01707 | 12/10/2020 | Claimant(s): Karen Grant Claimant Lawyers(s): Karen Grant Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Noah D. Sorkin Arbitrator(s): David Paul Clark, Lisa Blunk Johnson, Peter Matthew Clyne Hearing Site: Washington, DC |  | $0 |
| 20-01743 | 12/10/2020 | Claimant(s): Bryan Andersen Claimant Lawyers(s): Bryan C. Andersen Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Greg Scanlon Arbitrator(s): Rafael A. Porrata-Doria Hearing Site: Philadelphia, PA | | $38 |
| 20-02274 | 12/10/2020 | Claimant(s): Carlos Baena Claimant Lawyers(s): Carlos E. Baena Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): David S. Billet Hearing Site: New York, NY | | $0 |
| 20-02296 | 12/10/2020 | Claimant(s): Dmytro Garazha Claimant Lawyers(s): Dennis Moskal Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Diane Ciccone Hearing Site: Wilmington, DE | | $300 |
| 20-02333 | 12/10/2020 | Claimant(s): Michael Suchowski, Roxie Suchowski Claimant Lawyers(s): Daniel J. Broxup Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Heidi E. VonderHeide Arbitrator(s): Robert J. Scafuri Hearing Site: Detroit, MI | | $300 |