Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03388 | 04/19/2021 | Claimant(s): Daria Haidukova Claimant Lawyers(s): Daria Haidukova Respondent(s): Fidelity Brokerage Services LLC, Fidelity Investments Institutional Srvcs, UMB Financial Services. Respondent Lawyers(s): Eric D. Martin, Patrick S. Christensen Arbitrator(s): Joyce L. Hurley, Richard William DeWeese, Kendall C. Reed Hearing Site: Los Angeles, CA |  | Dismissed by Rule 12212 |
| 20-04046 | 04/19/2021 | Claimant(s): Adam Lohrey Claimant Lawyers(s): Adam Lohrey Respondent(s): Robinhood Financial. Respondent Lawyers(s): Richard J. Davis Arbitrator(s): Kathleen P. Helbig-Hannan Hearing Site: Cincinnati, OH | | $300 |
| 20-01044 | 04/16/2021 | Claimant(s): George Eggers Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Legg Mason Wood Walker Respondent Lawyers(s): Rosemary Francavilla Arbitrator(s): Thomas Benjamin Salzer Hearing Site: Philadelphia, PA | ||
| 20-01768 | 04/16/2021 | Claimant(s): Dominic Carlo Claimant Lawyers(s): Tosh Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY | ||
| 20-02348 | 04/16/2021 | Claimant(s): Mark Martiak Claimant Lawyers(s): Thomas McEvoy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Richard Gee Hearing Site: New York, NY | ||
| 20-02771 | 04/16/2021 | Claimant(s): John Reilly Claimant Lawyers(s): Michelle Atlas Respondent(s): Westpark Capital. Respondent Lawyers(s): Julie E. Kamps Arbitrator(s): Constance Ellen Boukidis Hearing Site: Los Angeles, CA | ||
| 20-02806 | 04/16/2021 | Claimant(s): Vincent Camarda Claimant Lawyers(s): Michael Bessette Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Karen Isabel Bedrosian - Richardson Hearing Site: New York, NY | ||
| 20-03084 | 04/16/2021 | Claimant(s): Kevin Wilson Claimant Lawyers(s): John D. Stewart Respondent(s): Laidlaw and Company (UK) Ltd. Respondent Lawyers(s): Alex Shtaynberger Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY | ||
| 20-03106 | 04/16/2021 | Claimant(s): George Koulouris Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Keybanc Capital Markets Inc. Respondent Lawyers(s): Halden R. Schwallie Arbitrator(s): Stuart M. Schwartz Hearing Site: Syracuse, NY | ||
| 20-03166 | 04/16/2021 | Claimant(s): Sharon Paul Claimant Lawyers(s): Amy B. Bard Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Carolyn A. Mann Hearing Site: New York, NY |