Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02366 | 04/21/2021 | Claimant(s): Michelle Parretti Claimant Lawyers(s): Daniel D'Costa Respondent(s): Morgan Stanley Respondent Lawyers(s): Abigail D. Elrod Arbitrator(s): Richard J. Grahn Hearing Site: Boston, MA | ||
| 20-02763 | 04/21/2021 | Claimant(s): Timothy Hassell Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Newport Coast Securities. Respondent Lawyers(s): Kevin Lee Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA | ||
| 20-02936 | 04/21/2021 | Claimant(s): Eric Wegner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Parkland Securities Respondent Lawyers(s): Randolph F. Pistor Arbitrator(s): Tracy L. Allen Hearing Site: Minneapolis, MN | ||
| 20-03178 | 04/21/2021 | Claimant(s): Todd Anderson Claimant Lawyers(s): Ross J. Kartez Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Richard F. Lubarsky Arbitrator(s): Timothy J. Kroll Hearing Site: Phoenix, AZ | ||
| 20-00687 | 04/21/2021 | Claimant(s): Laurie LaRoche Claimant Lawyers(s): David Miller Respondent(s): James McPherson, Sandlapper Securities, Llc Respondent Lawyers(s): James Dwight McPherson, Trevor L. Gordon Arbitrator(s): Steven Ira Weinberger, Randy Atlas, Margo Leslie Green Hearing Site: Boca Raton, FL |  | $125,000 |
| 20-03993 | 04/21/2021 | Claimant(s): Randall & Evann Richards Living Trust Claimant Lawyers(s): Sean M. Sweeney Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): David E. Jarvis Hearing Site: Milwaukee, WI | | $24,385 |
| 20-02121 | 04/20/2021 | Claimant(s): Randall Long Claimant Lawyers(s): Benjamin Winograd Respondent(s): Integrated Resources Equity Corporation Respondent Lawyers(s): Gary Swiman Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 20-02765 | 04/20/2021 | Claimant(s): Timothy Hassell Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Roth Capital Partners Respondent Lawyers(s): Richard Platt Arbitrator(s): Constance Ellen Boukidis Hearing Site: Los Angeles, CA | ||
| 20-02915 | 04/20/2021 | Claimant(s): HAROLD BESHAW Claimant Lawyers(s): Dochtor Kennedy Respondent(s): M&T Securities. Respondent Lawyers(s): Elizabeth R. Bailey Arbitrator(s): Jim Geiger Hearing Site: Philadelphia, PA | ||
| 20-02981 | 04/20/2021 | Claimant(s): Lawrence Cane Claimant Lawyers(s): Frances Menzer Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Natalie Panossian-Bassler Hearing Site: Los Angeles, CA |