Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03147 | 06/23/2021 | Claimant(s): Brian Korienek, Justin Reppy Claimant Lawyers(s): Bruce Lewitas Respondent(s): Taylor Capital Management Inc. Respondent Lawyers(s): Preston Spears Arbitrator(s): Leon Fox Hearing Site: Chicago, IL | ||
| 21-00043 | 06/23/2021 | Claimant(s): Richard Morse Claimant Lawyers(s): Seth E. Lipner Respondent(s): Morgan Stanley Respondent Lawyers(s): Alejandro Schwed Arbitrator(s): Madelon M. Rosenfeld, Gerald M. Levine, Steven Gargiulo Hearing Site: New York, NY | ||
| 20-02218 | 06/23/2021 | Claimant(s): Gregory Zeifman Claimant Lawyers(s): David C. Silver Respondent(s): LPL Financial LLC Respondent Lawyers(s): Amy B. Bard Arbitrator(s): Joseph A. Vallo, Martin A. Feigenbaum, Gloria O. North Hearing Site: Boca Raton, FL |  | Expungement |
| 21-00416 | 06/23/2021 | Claimant(s): Sigve Mauritzen Claimant Lawyers(s): Sigve Mauritzen Respondent(s): TD Ameritrade. Respondent Lawyers(s): Amanda Wright Arbitrator(s): Arthur Neil Tolciss Hearing Site: New York, NY | | $0 |
| 21-00619 | 06/23/2021 | Claimant(s): Richardvon Pey Claimant Lawyers(s): Richardvon Pey Respondent(s): Robinhood Financial. Respondent Lawyers(s): Dominick F. Evangelista Arbitrator(s): Jonathan H. Krotinger Hearing Site: San Francisco, CA | | $0 |
| 19-03251 | 06/22/2021 | Claimant(s): Matthew Mirtahami Claimant Lawyers(s): Chetan Patil Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Esther E. Cho Arbitrator(s): Alan Stamm, Christine A. Page, Jordan M Bradley Hearing Site: Los Angeles, CA | ||
| 20-01393 | 06/22/2021 | Claimant(s): Anil Gulati Claimant Lawyers(s): Louis Tambaro Respondent(s): Woodbury Financial Services., AXA Advisors Respondent Lawyers(s): Chad Weaver, Michael Bryant Arbitrator(s): Jonathan H. Krotinger Hearing Site: San Francisco, CA | ||
| 20-01480 | 06/22/2021 | Claimant(s): Joanna Moran Claimant Lawyers(s): Christina Vourakis Respondent(s): Morgan Stanley Respondent Lawyers(s): Simon M. Levy Arbitrator(s): Erik R. Siering Hearing Site: San Diego, CA | ||
| 20-02639 | 06/22/2021 | Claimant(s): John Petika Claimant Lawyers(s): Harris Freedman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Martin M. Van Luven Hearing Site: Tampa, FL | ||
| 20-02907 | 06/22/2021 | Claimant(s): John Mickelson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Richard H. Kuhlman Arbitrator(s): Donald N. Tolin Hearing Site: Salt Lake City, UT |