| 23-00705 | 11/22/2024 | Claimant(s): Betty Buehler, The Estate of Mark Buehler
Claimant Lawyers(s): Thomas W. Kerrigan
Respondent(s): Chad Metzger, Edward Jones, Jeanne Wurster
Respondent Lawyers(s): Jonathan W. Hackbarth, Tracey L. Turnbull
Arbitrator(s): Sharon R. Merriman, Barry Goldman, Shontell Deon Walker
Hearing Site: Columbus, OH
|  | Expungement |
| 22-01664 | 11/22/2024 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jason E. Murtagh
Respondent(s): Daniella Rand
Respondent Lawyers(s): Daniella R. Rand
Arbitrator(s): Anita Rae Shapiro, Martin Laeuchli, Edward B. Lozowicki
Hearing Site: San Francisco, CA
| | |
| 24-00513 | 11/21/2024 | Claimant(s): Donald Easterlin
Claimant Lawyers(s): Donald Easterlin
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Anna M. Fanelli
Hearing Site: New York, NY
| | $0 |
| 23-01840 | 11/21/2024 | Claimant(s): Carmine Vano, Mary Vano
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): James Mariani, Michael Fasciglione
Respondent Lawyers(s): James J. Mariani, Michael Fasciglione
Arbitrator(s): Alfreida B. Kenny, Albert Rizzo, Lisa Renee Pomerantz
Hearing Site: New York, NY
| | $19,516 |
| 23-01512 | 11/21/2024 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Keith J. Barnett
Respondent(s): Robert Chambers
Respondent Lawyers(s): Robert Mark Chambers
Arbitrator(s): Harry Hamilton Herts, Zeek Ojeh, Walter Steven Schwartz
Hearing Site: Phoenix, AZ
| | |
| 24-00755 | 11/21/2024 | Claimant(s): Gabriel Feurdean
Claimant Lawyers(s): Gabriel Feurdean
Respondent(s): Morgan Stanley
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Chandler R. Bridges
Hearing Site: Atlanta, GA
| | $0 |
| 24-00811 | 11/20/2024 | Claimant(s): Chad Harman
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Chelsea Financial Services
Respondent Lawyers(s): Michael Utilla
Arbitrator(s): Tina Alison Davis, William G Brown, Richard Shane Geist
Hearing Site: Wichita, KS
| | Dismissed by Rule 12206 |
| 22-01327 | 11/20/2024 | Claimant(s): Carlina Rodriguez
Claimant Lawyers(s): Nico Banks
Respondent(s): SW Financial
Respondent Lawyers(s): Axos Clearing
Arbitrator(s): George G. Kurschner, Richard W. Epstein, Robert J. Buchner
Hearing Site: Boca Raton, FL
| | $200,400 |
| 23-03043 | 11/20/2024 | Claimant(s): Rey Medina Velez
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Russell Del Toro Parra
Arbitrator(s): Christopher J. Klein
Hearing Site: San Juan, PR
| | |
| 24-00826 | 11/20/2024 | Claimant(s): Stephen Malloy
Claimant Lawyers(s): Stephen Malloy
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Greg M. Scanlon
Arbitrator(s): Veronica Ann Williams
Hearing Site: New York, NY
| | $30,050 |
