Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-03098 | 04/29/2022 | Claimant(s): Mau Cong Claimant Lawyers(s): Mau Cong Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Michael John Florio Hearing Site: Los Angeles, CA |  | $0 |
| 20-02425 | 04/28/2022 | Claimant(s): Gerald Fasanella Claimant Lawyers(s): Gary Menzer Respondent(s): Cetera Advisors. Respondent Lawyers(s): Elaine M. Rice Arbitrator(s): David L. Shores, Martin M. Van Luven, John Winslow Griesser Hearing Site: Orlando, FL | ||
| 21-02935 | 04/28/2022 | Claimant(s): Louis George Sampanis Retirement Trust Claimant Lawyers(s): Louis G. Sampanis Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Carlos E. Provencio Arbitrator(s): William G. Binckes Hearing Site: New York, NY | | $163 |
| 19-03326 | 04/28/2022 | Claimant(s): Amy Chan, Hing Chan Claimant Lawyers(s): Paul Radvany Respondent(s): Johnny Guan Respondent Lawyers(s): Robert M. Bursky Arbitrator(s): Ted M. Rosen, Peter A. Goldman, Bernard Lieberman Hearing Site: New York, NY | | $97,187 |
| 20-03729 | 04/27/2022 | Claimant(s): William Price Claimant Lawyers(s): William Price Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Harvey E. Benjamin, Franklin Kass Moss, Richard Gary Stelnik Hearing Site: New York, NY | ||
| 21-00095 | 04/27/2022 | Claimant(s): Shaun Rowles Claimant Lawyers(s): Dochtor Kennedy Respondent(s): BB&T Investment Services. Respondent Lawyers(s): Josef Y. Rosen Arbitrator(s): Mauricio Arcadier Hearing Site: Nashville, TN | ||
| 21-01095 | 04/27/2022 | Claimant(s): Marlen Osadchy Claimant Lawyers(s): Christopher D. Warren Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Edward W. Morris, Cynthia Kouril, Joanne Sari Feld Hearing Site: New York, NY | ||
| 21-01861 | 04/27/2022 | Claimant(s): Mason Hallett Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Christopher F. Robertson Arbitrator(s): Steven H. Vogel Hearing Site: Chicago, IL | ||
| 21-02677 | 04/27/2022 | Claimant(s): Rusty Hood Claimant Lawyers(s): Stephan Louviere Respondent(s): Transamerica Financial Advisors. Respondent Lawyers(s): Susan D. Duff Arbitrator(s): Neil S. Jasper Hearing Site: Los Angeles, CA | ||
| 21-03058 | 04/27/2022 | Claimant(s): Jorge Rodriguez Claimant Lawyers(s): Roberto C Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR |