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FINRA Awards for Franklin Kass Moss

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0372904/27/2022Claimant(s): William Price
Claimant Lawyers(s): William Price
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Harvey E. Benjamin, Franklin Kass Moss, Richard Gary Stelnik
Hearing Site: New York, NY

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