Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 05-00049 | 08/24/2007 | Claimant(s): L.H. Ross & Company Claimant Lawyers(s): Mark A. Berman Respondent(s): Brendan Wright, John Stapleton, Martin Ritchie-Haughton Respondent Lawyers(s): Brendan Michael Wright, Harry J. Delagrammatikas, Paul A. Lieberman Arbitrator(s): Alan Steven Brodherson, Ross B. Intelisano, Monroe (Mike) Kaufman Hearing Site: New York, NY | ||
| 05-01153 | 08/24/2007 | Claimant(s): Burke Dambly, Cindy Chiu, Corbin Thomas, James Walsh, Linda Bak, Robert Horning, Troy Thomas Claimant Lawyers(s): Michael Blumenfeld Respondent(s): Michael Upton, Direct Capital Securities., MCL Financial Group., Upton Financial Services. Respondent Lawyers(s): Clay Womack, Theodore Peters Arbitrator(s): Barbara M. Zak, Dorothy B. Strackbein, Janice A. Salter Hearing Site: Los Angeles, CA | ||
| 05-05683 | 08/24/2007 | Claimant(s): Claimant Lawyers(s): Respondent(s): Respondent Lawyers(s): Arbitrator(s): Hearing Site: | ||
| 05-05684 | 08/24/2007 | Claimant(s): Claimant Lawyers(s): Respondent(s): Respondent Lawyers(s): Arbitrator(s): Hearing Site: | ||
| 05-05685 | 08/24/2007 | Claimant(s): Claimant Lawyers(s): Respondent(s): Respondent Lawyers(s): Arbitrator(s): Hearing Site: | ||
| 05-05687 | 08/24/2007 | Claimant(s): Claimant Lawyers(s): Respondent(s): Respondent Lawyers(s): Arbitrator(s): Hearing Site: | ||
| 06-05040 | 08/24/2007 | Claimant(s): RBC Dain Rauscher. Claimant Lawyers(s): Patrick J. Howley Respondent(s): Frank Foerster Respondent Lawyers(s): Frank Foerster Arbitrator(s): Edward Baer, Jerome H. Levy, Jeffery A. Hamer Hearing Site: New York, NY | ||
| 06-02395 | 08/24/2007 | Claimant(s): James Rusciano Claimant Lawyers(s): Larry Kars Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc., Michael Busco Respondent Lawyers(s): Dan A. Rosenbaum, David J. Butler Arbitrator(s): Cynthia A. DiMarco, Andrew H. Freund, Robert T. Costello Hearing Site: New York, NY |  | Stipulated Award and Expungement |
| 06-00654 | 08/23/2007 | Claimant(s): Steven Heller Claimant Lawyers(s): John R. Kiefner Respondent(s): Intersecurities. Respondent Lawyers(s): Katherine C. Lake Arbitrator(s): John P. Cullem, Patrick D. King, Gail E. Sasnett-Stauffer Hearing Site: Tampa, FL | ||
| 06-00756 | 08/23/2007 | Claimant(s): J.P. Morgan Securities Claimant Lawyers(s): Dan S. McDevitt Respondent(s): Gregory Fisher Respondent Lawyers(s): James A. Nofi Arbitrator(s): Perry Lee Taylor, John C. Yeoman, Ronelle W. Genser Hearing Site: Atlanta, GA |