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FINRA Awards

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Displaying 21,911-21,920 out of 22,017 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0016608/01/2007Claimant(s):
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07-0044508/01/2007Claimant(s):
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06-0266008/01/2007Claimant(s): Steven Schwartz
Claimant Lawyers(s): Steven P. Schwartz
Respondent(s): Wachovia Securities, Delores Vance
Respondent Lawyers(s): Ryan P. Smith
Arbitrator(s): Samuel J. Henderson, Sandra J. Bakalus, Marilyn K. Dirks
Hearing Site: Tampa, FL
Checkmark Icon$10,513
05-0308608/01/2007Claimant(s): Polina Tertyshnaya, Alexander Tertyshny
Claimant Lawyers(s): Brian Kennedy
Respondent(s): VFinance Investments.
Respondent Lawyers(s): Adam H. Smith
Arbitrator(s): John W. Lear, Russell Stine Heckler, Jerry G. Kos
Hearing Site: Philadelphia, PA
Checkmark Icon$0
07-0024208/01/2007Claimant(s):
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07-0043907/31/2007Claimant(s):
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Checkmark IconExpungement
05-0574607/30/2007Claimant(s):
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06-0192607/30/2007Claimant(s): Charles Ostrove
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Linda S. Cole, Paul R. Walsh, Michael F. Greco
Hearing Site: New York, NY
06-0305707/30/2007Claimant(s):
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Checkmark Icon$182,570
06-0435907/30/2007Claimant(s):
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Checkmark Icon$0

22,017 Results

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