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FINRA Awards for Sam T. Heuer

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0071509/28/2007Claimant(s): Luther Oakes
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Irwin S. Sugerman, Leon T. Roberts, Sam T. Heuer
Hearing Site: Jackson, MS
Checkmark Icon$0
06-0472609/10/2007Claimant(s): Joan Graen, Dr. George B. Graen
Claimant Lawyers(s): George B. Graen, Joan A. Graen
Respondent(s): Laura Dishman, TIAA-CREF Ind. & Inst. Services
Respondent Lawyers(s): Carranza M. Pryor, Gary P. Barket
Arbitrator(s): Sam T. Heuer
Hearing Site: Little Rock, AR
Checkmark Icon$4,307

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