| 06-04581 | 09/05/2007 | Claimant(s): Donald Wisner
Claimant Lawyers(s): Brian J. Masternak
Respondent(s): Ahmad Wares, EKN Financial Services.
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Barry Goldman, Raymond J. Sterling, Conrad W. Koski
Hearing Site: Detroit, MI
|  | $0 |
| 06-01674 | 09/04/2007 | Claimant(s): Mark Quale
Claimant Lawyers(s): Theodore G. Eppenstein
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Carol B. Trask
Arbitrator(s): Marc Kalish, Beryl I. Dulsky, Denis Frank
Hearing Site: Phoenix, AZ
| | |
| 06-03795 | 08/31/2007 | Claimant(s): David Luther
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): Chicago Investment Group
Respondent Lawyers(s): James L. Kopecky
Arbitrator(s): Marion R. Allen, G. Brooks Euler, Neil Harvey Smith
Hearing Site: Nashville, TN
| | $0 |
| 06-04623 | 08/30/2007 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Andre R. Perron
Respondent(s): Christopher McAdoo
Respondent Lawyers(s): Patrick B. Calcutt
Arbitrator(s): Lawrence Zenville Rosenberg, George E. Bouse, Daniel B. Daugherty
Hearing Site: Tampa, FL
| | |
| 07-00869 | 08/30/2007 | Claimant(s): Vision Securities.
Claimant Lawyers(s): Daniel Gallager
Respondent(s): Stephen Woods
Respondent Lawyers(s): Stephen John Woods
Arbitrator(s): Robert A. Vaccaro
Hearing Site: New York, NY
| | |
| 06-00118 | 08/30/2007 | Claimant(s): William Marshall, Hartunian Family Trust UTD 3/8/95
Claimant Lawyers(s): David Casterline, Scott R. Shewan
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Stephen Young
Arbitrator(s): Barbara M. Zak, Allan D. Stampa, Christine Lonzello
Hearing Site: Los Angeles, CA
| | $0 |
| 06-04403 | 08/29/2007 | Claimant(s): Jonathan Davies
Claimant Lawyers(s): Jonathan Davies
Respondent(s): Gilad Sartena
Respondent Lawyers(s): Gilad Sartena
Arbitrator(s): John E. Hansen, Thomas J. Luz, Ralph A. DeSena
Hearing Site: New York, NY
| | $25,000 |
| 07-01278 | 08/29/2007 | Claimant(s): Mildred Markowski
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Bonnie Stein, Christopher Davis, Jennifer Vollmer, Mary-Ann Princinsky, Neil Adleberg, Scott Grebenstein, William Skinner
Respondent Lawyers(s): Daniel J. Donovan
Arbitrator(s): Paul H. Lamboley, William R. Rafti, Linda Jane Jones
Hearing Site: Las Vegas, NV
| | Expungement |
| 05-05681 | 08/28/2007 | Claimant(s): Granite Associates
Claimant Lawyers(s): Catania Facher
Respondent(s): James Flower, Michael Resciniti, Richard Coleman, Thomas Tedeschi, Wayne Ford
Respondent Lawyers(s): Brett D. Zinner, Brian J. Neville
Arbitrator(s): Cecilia B. Loving, Ira S. Cure, Anthony Charles Ginetto
Hearing Site: New York, NY
| | |
| 06-02961 | 08/28/2007 | Claimant(s): Morgan Stanley DW Inc.
Claimant Lawyers(s): Ron Kane
Respondent(s): Peyton Jackson
Respondent Lawyers(s): H. Bradley Evans
Arbitrator(s): Ralph S. Blascovich, Carole Rollinson, Wilson Thompson
Hearing Site: Washington, DC
| | |
