| 05-06450 | 12/07/2007 | Claimant(s): Ronald Goldman
Claimant Lawyers(s): William R. Lindsley
Respondent(s): Wachovia Securities, Terry Chase
Respondent Lawyers(s): G. Thomas Fleming, Sheryl Skibbie
Arbitrator(s): Donald S. Simons, Robert S. Fash, Robert E. Jenks
Hearing Site: Los Angeles, CA
| | |
| 06-02294 | 12/07/2007 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania Facher
Respondent(s): Peter K. and Amy M. Barrett
Respondent Lawyers(s): Peter K. Barrett
Arbitrator(s): Marshall Passman, David L. Ruderman, Kermit C. Zieg
Hearing Site: Washington, DC
|  | $0 |
| 07-01660 | 12/07/2007 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Sam Aaron and Erika M. Adams
Respondent Lawyers(s): Sam Aaron
Arbitrator(s): Richard E. Keefe
Hearing Site: Seattle, WA
| | $0 |
| 05-02643 | 12/07/2007 | Claimant(s): Diana Lackey, Richard Lackey, The Lackey Family Trust
Claimant Lawyers(s): Diana L. Lackey, Richard Lackey
Respondent(s): James Ahern, Casimir Capital L.P.
Respondent Lawyers(s): Sameer Rastogi
Arbitrator(s): Phillip Lee Scheldt, John Courtade, Preston Deaton Rigsby
Hearing Site: Dallas, TX
| | $98,719 |
| 06-03985 | 12/07/2007 | Claimant(s): Edward Steves
Claimant Lawyers(s): Edward L. Steves
Respondent(s): Chad Curtis
Respondent Lawyers(s): Chad Austin Curtis
Arbitrator(s): Stuart K. Furman
Hearing Site: Orlando, FL
| | $3,103 |
| 07-01827 | 12/07/2007 | Claimant(s): Betty Jean Davis IRA
Claimant Lawyers(s): Betty Jean Davis
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Kelly R. Davis
Arbitrator(s): F. Richard Middaugh
Hearing Site: Helena, MT
| | $0 |
| 07-02952 | 12/06/2007 | Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Brian I. Hays
Respondent(s): Thomas Vance
Respondent Lawyers(s): Thomas K. Vance
Arbitrator(s): Laurie J. Butler
Hearing Site: Los Angeles, CA
| | |
| 06-02349 | 12/06/2007 | Claimant(s): Miriam Nigohosian
Claimant Lawyers(s): Jennifer M. Jordan
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): William J. Manning
Arbitrator(s): Robert L. Palleschi, Zuhayr A. Moghrabi, Kenneth Paul Williams
Hearing Site: New York, NY
| | $158,801 |
| 07-01589 | 12/06/2007 | Claimant(s): Fiduciary Trust Co NH Cust FBO John P.
Claimant Lawyers(s): John P. Lake
Respondent(s): Jeff Whitaker, Waddell & Reed
Respondent Lawyers(s): Jill W. Lens
Arbitrator(s): Stephen R. Clark
Hearing Site: San Diego, CA
| | $21,291 |
| 06-02594 | 12/06/2007 | Claimant(s): Louie Kau Wang and June Ting Wang
Claimant Lawyers(s): Joseph F. Kornicki
Respondent(s): Howard Moses, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Edwin A. Zipf
Arbitrator(s): Jim Geiger, Steven T. Stern, Richard Frank Colello
Hearing Site: Philadelphia, PA
| | $0 |
