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FINRA Awards for Richard E. Keefe

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0166012/07/2007Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Sam Aaron and Erika M. Adams
Respondent Lawyers(s): Sam Aaron
Arbitrator(s): Richard E. Keefe
Hearing Site: Seattle, WA
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