| 07-01059 | 12/17/2007 | Claimant(s): Edward Tamas
Claimant Lawyers(s): Edward Francis Tamas
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Richard A. Karoly
Arbitrator(s): Frank W. Virgin, Deborah A. Jackson, Jacalyn R. Murray
Hearing Site: Atlanta, GA
|  | $0 |
| 97-04443 | 12/17/2007 | Claimant(s): Hovsep Melik-Hovsepian, Yoland Melik-Hovsepian
Claimant Lawyers(s): Hovsep Melik-Hovsepian
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Robert Moses
Arbitrator(s): Alan Stamm
Hearing Site: Los Angeles, CA
| | $0 |
| 05-06441 | 12/14/2007 | Claimant(s): Barry Raykoske
Claimant Lawyers(s): Jeanne Crandall
Respondent(s): Gregory Matthews, William Matthews, FSC Securities Corporation, NFP Securities.
Respondent Lawyers(s): Clint A. Corrie, D. Craig Brinker
Arbitrator(s): Diane Muse, Donald C. Hood, Robert J. Gregory
Hearing Site: Dallas, TX
| | $349,500 |
| 07-00649 | 12/14/2007 | Claimant(s): Jarrett Owens
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Greta Glavis, Franklin Geerdes, Mack Reed Christian
Hearing Site: San Diego, CA
| | $5,601 |
| 06-00650 | 12/13/2007 | Claimant(s): Joseph Marciano, Michael Marciano
Claimant Lawyers(s): Ethan Halberstadt
Respondent(s): AXA Advisors, AXA Financial., MONY Holdings LLC, MONY Life Insurance Company, Mony Brokerage., Mony Securities Corporation, The Mony Group.
Respondent Lawyers(s): Michael J. Glasheen
Arbitrator(s): Mary Ann M. Melchiorre, Robert W. Ratti, Catherine S. Kopley
Hearing Site: Philadelphia, PA
| | |
| 04-06712 | 12/13/2007 | Claimant(s): Deborah Magnotta, Estate of Gloria C. Amato, Estate of Joseph T. Amato
Claimant Lawyers(s): Timothy J. O'Connor
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Melvin Steuerman, Michael T. Curley, Chester Burger
Hearing Site: New York, NY
| | Stipulated Award and Expungement |
| 06-03212 | 12/13/2007 | Claimant(s): Lucille Small
Claimant Lawyers(s): Timothy A. Canning
Respondent(s): Citigroup Global Markets., Richard Olsen, Sara Farner, William Blick
Respondent Lawyers(s): Hugo A. Hilgendorff
Arbitrator(s): Douglas W. Oldfield, Allan Brotsky, David C. Tateosian
Hearing Site: San Francisco, CA
| | Stipulated Award and Expungement |
| 06-05353 | 12/12/2007 | Claimant(s): Dale Garnett
Claimant Lawyers(s): Julian Rainero
Respondent(s): Jon Demichiel, Endeavor Capital
Respondent Lawyers(s): Brian Guillorn
Arbitrator(s): Hilary B. Miller, Emad A. Zikry, Martin Domb
Hearing Site: New York, NY
| | |
| 07-01786 | 12/12/2007 | Claimant(s): Clark Dodge & Co..
Claimant Lawyers(s): Randle B. Carpenter
Respondent(s): Martin Rybak
Respondent Lawyers(s): Martin Rybak
Arbitrator(s): Brian J. Neville
Hearing Site: New York, NY
| | |
| 07-00219 | 12/12/2007 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Joan Toro
Respondent(s): Pamela Williams
Respondent Lawyers(s): Pamela Williams
Arbitrator(s): Raymond P. Buschmann
Hearing Site: Chicago, IL
| | $0 |
