07-01059 | 12/17/2007 | Claimant(s): Edward Tamas Claimant Lawyers(s): Edward Francis Tamas Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Richard A. Karoly Arbitrator(s): Frank W. Virgin, Deborah A. Jackson, Jacalyn R. Murray Hearing Site: Atlanta, GA
| | $0 |
97-04443 | 12/17/2007 | Claimant(s): Hovsep Melik-Hovsepian, Yoland Melik-Hovsepian Claimant Lawyers(s): Hovsep Melik-Hovsepian Respondent(s): First Allied Securities. Respondent Lawyers(s): Robert Moses Arbitrator(s): Alan Stamm Hearing Site: Los Angeles, CA
| | $0 |
05-06441 | 12/14/2007 | Claimant(s): Barry Raykoske Claimant Lawyers(s): Jeanne Crandall Respondent(s): Gregory Matthews, William Matthews, FSC Securities Corporation, NFP Securities. Respondent Lawyers(s): Clint A. Corrie, D. Craig Brinker Arbitrator(s): Diane Muse, Donald C. Hood, Robert J. Gregory Hearing Site: Dallas, TX
| | $349,500 |
07-00649 | 12/14/2007 | Claimant(s): Jarrett Owens Claimant Lawyers(s): Arthur S. Leider Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Greta Glavis, Franklin Geerdes, Mack Reed Christian Hearing Site: San Diego, CA
| | $5,601 |
06-00650 | 12/13/2007 | Claimant(s): Joseph Marciano, Michael Marciano Claimant Lawyers(s): Ethan Halberstadt Respondent(s): AXA Advisors, AXA Financial., MONY Holdings LLC, MONY Life Insurance Company, Mony Brokerage., Mony Securities Corporation, The Mony Group. Respondent Lawyers(s): Michael J. Glasheen Arbitrator(s): Mary Ann M. Melchiorre, Robert W. Ratti, Catherine S. Kopley Hearing Site: Philadelphia, PA
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04-06712 | 12/13/2007 | Claimant(s): Deborah Magnotta, Estate of Gloria C. Amato, Estate of Joseph T. Amato Claimant Lawyers(s): Timothy J. O'Connor Respondent(s): Respondent Lawyers(s): Arbitrator(s): Melvin Steuerman, Michael T. Curley, Chester Burger Hearing Site: New York, NY
| | Stipulated Award and Expungement |
06-03212 | 12/13/2007 | Claimant(s): Lucille Small Claimant Lawyers(s): Timothy A. Canning Respondent(s): Citigroup Global Markets., Richard Olsen, Sara Farner, William Blick Respondent Lawyers(s): Hugo A. Hilgendorff Arbitrator(s): Douglas W. Oldfield, Allan Brotsky, David C. Tateosian Hearing Site: San Francisco, CA
| | Stipulated Award and Expungement |
06-05353 | 12/12/2007 | Claimant(s): Dale Garnett Claimant Lawyers(s): Julian Rainero Respondent(s): Jon Demichiel, Endeavor Capital Respondent Lawyers(s): Brian Guillorn Arbitrator(s): Hilary B. Miller, Emad A. Zikry, Martin Domb Hearing Site: New York, NY
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07-01786 | 12/12/2007 | Claimant(s): Clark Dodge & Co.. Claimant Lawyers(s): Randle B. Carpenter Respondent(s): Martin Rybak Respondent Lawyers(s): Martin Rybak Arbitrator(s): Brian J. Neville Hearing Site: New York, NY
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07-00219 | 12/12/2007 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Joan Toro Respondent(s): Pamela Williams Respondent Lawyers(s): Pamela Williams Arbitrator(s): Raymond P. Buschmann Hearing Site: Chicago, IL
| | $0 |