07-02249 | 01/17/2008 | Claimant(s): Kenneth Hughes Claimant Lawyers(s): Russell Waxman Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Christopher J. Gawley Arbitrator(s): Mark M. Mercier, Richard Hoffman, Charlotte F. Abington Hearing Site: Tampa, FL
| | $0 |
06-00684 | 01/16/2008 | Claimant(s): Ronald Hughes Claimant Lawyers(s): Rodney J. Heggy Respondent(s): Goldman, Sachs and Company Respondent Lawyers(s): Robin D. Fessel Arbitrator(s): Howard S. Levine, T. Scott Watkins, Henry W. Grady Hearing Site: Atlanta, GA
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07-01636 | 01/16/2008 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Bruce Cooke Respondent Lawyers(s): John F. Marsini Arbitrator(s): Allen B. Lang Hearing Site: Philadelphia, PA
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07-02559 | 01/16/2008 | Claimant(s): Gary Fitzer Claimant Lawyers(s): Gary A. Fitzer Respondent(s): Douglas Hill, James Weddle, John Bachmann, Merry Mosbacher, Paul Weise, Edward Jones, Hartford Equity Sales Company., Hartford Investment Financial Services, Hartford Securities Distribution Co. Respondent Lawyers(s): Jennifer M. Blunt, Stephen B. Gillman Arbitrator(s): Lynne T. Albert, John A. Baynes, Shelly-Ann Natasha Eweka Hearing Site: Charlotte, NC
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06-05160 | 01/16/2008 | Claimant(s): Robert Milano, Robert Milano Irrevocable Life Ins. trst Claimant Lawyers(s): Douglas P. Whipple Respondent(s): Gregory Kopan, Butler Capital Advisors., Multi-Financial Securities Corporation, Pacific Life Insurance Company Respondent Lawyers(s): Eric J. Weiss, Melvin G. Moseley Arbitrator(s): Verne C. Hampton, John P. Gouttiere, Eugene Kenneth Laporte Hearing Site: Detroit, MI
| | $0 |
05-01525 | 01/15/2008 | Claimant(s): Casimir Capital L.P. Claimant Lawyers(s): Richard J. Scharlat Respondent(s): Anthony Miller Respondent Lawyers(s): Anthony M. Miller Arbitrator(s): Martin Jay Siegel, Linda Ashley, William Gerasimos Germenis Hearing Site: New York, NY
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05-05856 | 01/15/2008 | Claimant(s): Advest. Claimant Lawyers(s): Michael J. Fortunato Respondent(s): Wachovia Securities Respondent Lawyers(s): Katherine C. Helzer Arbitrator(s): William J. Crowe, Vicki Z. Holleman, Richard S. Peskin Hearing Site: New York, NY
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07-02053 | 01/15/2008 | Claimant(s): Libucki and Company Claimant Lawyers(s): Debra G. Speyer Respondent(s): PennMont Securities Respondent Lawyers(s): Richard B. Feinberg Arbitrator(s): Howard B. Scherer Hearing Site: Philadelphia, PA
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06-02162 | 01/15/2008 | Claimant(s): Donald P. McAdams Rev/Int Trust, Donna McAdams Rev/Int Trust Claimant Lawyers(s): Seth E. Lipner Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Christopher Wilson Arbitrator(s): David E. Scott, Jeffrey Caleb Etter, Robert W. Dempsey Hearing Site: St. Louis, MO
| | $31,149 |
07-01474 | 01/15/2008 | Claimant(s): Norman Schlesinger Claimant Lawyers(s): Norman M. Schlesinger Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): David E. Bamberger Arbitrator(s): Lori Ann Romeo Hearing Site: New York, NY
| | $213 |