| 07-00587 | 05/15/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Jerad Rissler
Respondent(s): Jon Ladd
Respondent Lawyers(s): Kenneth R. Jones
Arbitrator(s): Eugene R. Katz, Coleman Robert Perry, Richard Lee Matthews
Hearing Site: Nashville, TN
| | |
| 07-01730 | 05/15/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Greg Burden
Respondent Lawyers(s): John E. Barbush
Arbitrator(s): Michael R. Prescott, Gary S. Jefferson, Michael E. Nelson
Hearing Site: Oklahoma City, OK
| | |
| 07-03203 | 05/15/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Jonathan Moebus
Respondent Lawyers(s): Celia A. Barlow
Arbitrator(s): Frank C. Fogl
Hearing Site: Pittsburgh, PA
|  | $0 |
| 07-01409 | 05/15/2008 | Claimant(s): Eric Colman, Joan Colman
Claimant Lawyers(s): Joan Colman
Respondent(s): Andrew Costa, John Thomas, Costa Financial Securities.
Respondent Lawyers(s): Andrew J. Costa, President, John Thomas
Arbitrator(s): Barth Satuloff, Robert H. Loevin, Michael S. Kozlow
Hearing Site: Boca Raton, FL
| | $0 |
| 07-03204 | 05/14/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Ronald Ash
Respondent Lawyers(s): Ronald Ash
Arbitrator(s): Dean J. Dietrich
Hearing Site: San Francisco, CA
| | |
| 06-03863 | 05/14/2008 | Claimant(s): Valerie Simmons
Claimant Lawyers(s): Michael J. Liston
Respondent(s): Capitol Securities & Associates.
Respondent Lawyers(s): Michael R. Christy
Arbitrator(s): Richard J. Grahn, Nancy E. Watters, John H. Foster
Hearing Site: Boston, MA
| | $103,500 |
| 07-02677 | 05/13/2008 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Daniel Voss
Respondent Lawyers(s): Mark L. Kowalsky
Arbitrator(s): Bruce A. Lindvig
Hearing Site: Phoenix, AZ
| | |
| 07-03241 | 05/13/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Peter Hirshfield
Respondent Lawyers(s): Peter Hirshfield
Arbitrator(s): Marguerite B. Filson
Hearing Site: New York, NY
| | $0 |
| 07-01369 | 05/12/2008 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): James Hamrick
Respondent Lawyers(s): James M. Hamrick
Arbitrator(s): Eli Bensky, Dale A. Hearn, Ruth Smith Jackson
Hearing Site: Houston, TX
| | |
| 07-03111 | 05/12/2008 | Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings.
Claimant Lawyers(s): W. Jerad Rissler
Respondent(s): Damien Lombardi
Respondent Lawyers(s): Damien Walter Lombardi
Arbitrator(s): Anne W. Larkin
Hearing Site: Richmond, VA
| | |
