07-00587 | 05/15/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Jerad Rissler Respondent(s): Jon Ladd Respondent Lawyers(s): Kenneth R. Jones Arbitrator(s): Eugene R. Katz, Coleman Robert Perry, Richard Lee Matthews Hearing Site: Nashville, TN
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07-01730 | 05/15/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Greg Burden Respondent Lawyers(s): John E. Barbush Arbitrator(s): Michael R. Prescott, Gary S. Jefferson, Michael E. Nelson Hearing Site: Oklahoma City, OK
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07-03203 | 05/15/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Justin Joseph D'Elia Respondent(s): Jonathan Moebus Respondent Lawyers(s): Celia A. Barlow Arbitrator(s): Frank C. Fogl Hearing Site: Pittsburgh, PA
| | $0 |
07-01409 | 05/15/2008 | Claimant(s): Eric Colman, Joan Colman Claimant Lawyers(s): Joan Colman Respondent(s): Andrew Costa, John Thomas, Costa Financial Securities. Respondent Lawyers(s): Andrew J. Costa, President, John Thomas Arbitrator(s): Barth Satuloff, Robert H. Loevin, Michael S. Kozlow Hearing Site: Boca Raton, FL
| | $0 |
07-03204 | 05/14/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Justin Joseph D'Elia Respondent(s): Ronald Ash Respondent Lawyers(s): Ronald Ash Arbitrator(s): Dean J. Dietrich Hearing Site: San Francisco, CA
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06-03863 | 05/14/2008 | Claimant(s): Valerie Simmons Claimant Lawyers(s): Michael J. Liston Respondent(s): Capitol Securities & Associates. Respondent Lawyers(s): Michael R. Christy Arbitrator(s): Richard J. Grahn, Nancy E. Watters, John H. Foster Hearing Site: Boston, MA
| | $103,500 |
07-02677 | 05/13/2008 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Diane C. Fischer Respondent(s): Daniel Voss Respondent Lawyers(s): Mark L. Kowalsky Arbitrator(s): Bruce A. Lindvig Hearing Site: Phoenix, AZ
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07-03241 | 05/13/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Justin Joseph D'Elia Respondent(s): Peter Hirshfield Respondent Lawyers(s): Peter Hirshfield Arbitrator(s): Marguerite B. Filson Hearing Site: New York, NY
| | $0 |
07-01369 | 05/12/2008 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Diane C. Fischer Respondent(s): James Hamrick Respondent Lawyers(s): James M. Hamrick Arbitrator(s): Eli Bensky, Dale A. Hearn, Ruth Smith Jackson Hearing Site: Houston, TX
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07-03111 | 05/12/2008 | Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings. Claimant Lawyers(s): W. Jerad Rissler Respondent(s): Damien Lombardi Respondent Lawyers(s): Damien Walter Lombardi Arbitrator(s): Anne W. Larkin Hearing Site: Richmond, VA
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