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FINRA Awards for Ruth Smith Jackson

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0032809/09/2008Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): William Rexrode
Respondent Lawyers(s): William T. Rexrode
Arbitrator(s): Dale A. Hearn, Walter F. Schleyer, Ruth Smith Jackson
Hearing Site: Houston, TX
07-0136905/12/2008Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): James Hamrick
Respondent Lawyers(s): James M. Hamrick
Arbitrator(s): Eli Bensky, Dale A. Hearn, Ruth Smith Jackson
Hearing Site: Houston, TX

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