07-02010 | 06/12/2008 | Claimant(s): Howard Brazil, J.D. Russell, Joyce Russell, Keith Grice, Roger Weed, Estate of J. Max Grice Claimant Lawyers(s): Charles M. Thompson Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Bradley B. Rounsaville Arbitrator(s): W. William Harness, Donald Milo Helton, Robert E. Graves Hearing Site: Birmingham, AL
| | $232,965 |
07-01657 | 06/12/2008 | Claimant(s): Robert Baker, Shirley Baker, Robert J. and Shirley J. Baker Trust Claimant Lawyers(s): Steve Koslovsky Respondent(s): R. Rose, Financial Planning Consultants Inc. Respondent Lawyers(s): Alex M. Kanter Arbitrator(s): Lynn D. (Doug) Newton, David B. Lacks, James M. Stern Hearing Site: St. Louis, MO
| | $0 |
07-02573 | 06/12/2008 | Claimant(s): Jack Kriegsman Claimant Lawyers(s): Jack Kriegsman Respondent(s): Ernest Ciaccio, Fidelity Brokerage Services LLC Respondent Lawyers(s): Melissa Hegger Shea Arbitrator(s): Kenneth E. Owen Hearing Site: Los Angeles, CA
| | $0 |
06-05147 | 06/11/2008 | Claimant(s): Michael Guess Claimant Lawyers(s): Richard M. Kerger Respondent(s): Gerald "Gary" Sliemers, A.G. Edwards & Sons. Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Harvey Frank, William P. Thorpe, Seth H. Barsky Hearing Site: Detroit, MI
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06-02827 | 06/11/2008 | Claimant(s): William Katz Claimant Lawyers(s): James Graven Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Sean J. Coughlin Arbitrator(s): Truman M. Hogan, Joseph Edelstein, Richard R. Edmister Hearing Site: Cleveland, OH
| | $100,000 |
07-00878 | 06/11/2008 | Claimant(s): Kimberlee Johnson, William Capron Claimant Lawyers(s): Kimberlee Johnson, William Capron Respondent(s): James Carter, John McCloskey, A.G. Edwards & Sons. Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Francis R. Ortiz, Kenneth J. Safran, Mark R Werder Hearing Site: Detroit, MI
| | $0 |
03-08688 | 06/10/2008 | Claimant(s): Jordan Gates Claimant Lawyers(s): Michael C. Lewton Respondent(s): Allmerica Financial Corporation, Allmerica Financial Life Ins & Annuity, Allmerica Investment Management Co., Veravest Investment Advisors., Veravest Investments. Respondent Lawyers(s): Michael G. Donovan Arbitrator(s): William J. Chambers, James John Jurinski, Christopher C. S. Blattner Hearing Site: Portland, OR
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07-03201 | 06/10/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Justin Joseph D'Elia Respondent(s): Barry Brinster Respondent Lawyers(s): Barry Brinster Arbitrator(s): Paul J. Greco Hearing Site: Philadelphia, PA
| | $0 |
07-01850 | 06/10/2008 | Claimant(s): Nicola Dellaquila Claimant Lawyers(s): Bruce D. Oakes Respondent(s): White Pacific Securities. Respondent Lawyers(s): Robert T. Sullwold Arbitrator(s): John Cleaveland Palmer, Joel P. Mellis, Wayne P. Greene Hearing Site: New York, NY
| | $129,600 |
07-02986 | 06/10/2008 | Claimant(s): James Bynum Claimant Lawyers(s): James Bynum Respondent(s): Joseph Jones, Investors Capital Corp. Respondent Lawyers(s): James A. McGovern, Joseph Lionel Jones Arbitrator(s): Irene C. Warshauer Hearing Site: New York, NY
| | $0 |