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FINRA Awards for Alex M. Kanter

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0165706/12/2008Claimant(s): Robert Baker, Shirley Baker, Robert J. and Shirley J. Baker Trust
Claimant Lawyers(s): Steve Koslovsky
Respondent(s): R. Rose, Financial Planning Consultants Inc.
Respondent Lawyers(s): Alex M. Kanter
Arbitrator(s): Lynn D. (Doug) Newton, David B. Lacks, James M. Stern
Hearing Site: St. Louis, MO
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