| 07-02776 | 07/22/2008 | Claimant(s): Jose Fiquene Barbosa, Evoluon Empreendimentos, LTDA
Claimant Lawyers(s): Saboor H. AbdulJaami
Respondent(s): Claudio Izquierdo, Fabrizio Neves, UBS Financial Services Inc., UBS International.
Respondent Lawyers(s): Claudio Izquierdo, Jeoff M. Cahen, Kenneth G. Crowley
Arbitrator(s): Judith R. MacDonald, Joseph J. Arata, Eric P. Nachman
Hearing Site: New York, NY
|  | $0 |
| 08-00272 | 07/21/2008 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): John Nysather
Respondent Lawyers(s): John Nysather
Arbitrator(s): A. Brad Busscher
Hearing Site: Chicago, IL
| | |
| 02-05037 | 07/21/2008 | Claimant(s): Aktar Huda
Claimant Lawyers(s): Aktar Huda
Respondent(s): Albert Carazolez, Equitrade Securities Corporation
Respondent Lawyers(s): Albert T. Carazolez, Philip Roebuck
Arbitrator(s): William F. Davis, David J. Anderson, Steven L. Miller
Hearing Site: Los Angeles, CA
| | $53,685 |
| 07-03463 | 07/21/2008 | Claimant(s): Carmit Dragushansky
Claimant Lawyers(s): Carmit Dragushansky
Respondent(s): Spencer-Winston Securities Corporation
Respondent Lawyers(s): Oscar Echman
Arbitrator(s): Brenna L. Stewart
Hearing Site: New York, NY
| | $699 |
| 04-05809 | 07/18/2008 | Claimant(s): Town Plaza II Investments Ltd., Ely Tama and Andrea Tama
Claimant Lawyers(s): David M. Black
Respondent(s): Cantone Research Inc.
Respondent Lawyers(s): Walter L. Baumgardner
Arbitrator(s): William C. Kubicz, Harold Hood, Peter J. Henning
Hearing Site: Detroit, MI
| | Duplicated Award |
| 07-02499 | 07/18/2008 | Claimant(s): Bernice Wright
Claimant Lawyers(s): Charles C. Mihalek
Respondent(s): Byron Holley, A.G. Edwards & Sons.
Respondent Lawyers(s): Anita M. Britton
Arbitrator(s): Jeffrey M. Bain, Todd Parker Lowe, Rose H. Benkert
Hearing Site: Louisville, KY
| | $177,000 |
| 07-02881 | 07/18/2008 | Claimant(s): John Rapillo
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): TD Ameritrade., Mikhael Halper
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Donald S. Tuck, Richard S. Zaifert, Stuart Harvey Ziegler
Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
| 04-05788 | 07/18/2008 | Claimant(s):
Claimant Lawyers(s):
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s):
Hearing Site:
| | $0 |
| 07-01930 | 07/18/2008 | Claimant(s): Allyn Pon
Claimant Lawyers(s): Vincent D. Slavens
Respondent(s): FIMAT USA
Respondent Lawyers(s): John W. Cotton
Arbitrator(s): James H. Bowersox, Ronald O. Bub, D. Brad Callen
Hearing Site: San Diego, CA
| | $0 |
| 07-02896 | 07/18/2008 | Claimant(s): OptionsHouse.
Claimant Lawyers(s): Milnor H. Senior
Respondent(s): Christopher Bateman
Respondent Lawyers(s): Christopher Bateman
Arbitrator(s): Holly Stein Sollod, Michael J. Norton, Dennis G. Kruse
Hearing Site: Denver, CO
| | $0 |
