07-02776 | 07/22/2008 | Claimant(s): Jose Fiquene Barbosa, Evoluon Empreendimentos, LTDA Claimant Lawyers(s): Saboor H. AbdulJaami Respondent(s): Claudio Izquierdo, Fabrizio Neves, UBS Financial Services Inc., UBS International. Respondent Lawyers(s): Claudio Izquierdo, Jeoff M. Cahen, Kenneth G. Crowley Arbitrator(s): Judith R. MacDonald, Joseph J. Arata, Eric P. Nachman Hearing Site: New York, NY
| | $0 |
08-00272 | 07/21/2008 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Kelli Bullington Respondent(s): John Nysather Respondent Lawyers(s): John Nysather Arbitrator(s): A. Brad Busscher Hearing Site: Chicago, IL
| | |
02-05037 | 07/21/2008 | Claimant(s): Aktar Huda Claimant Lawyers(s): Aktar Huda Respondent(s): Albert Carazolez, Equitrade Securities Corporation Respondent Lawyers(s): Albert T. Carazolez, Philip Roebuck Arbitrator(s): William F. Davis, David J. Anderson, Steven L. Miller Hearing Site: Los Angeles, CA
| | $53,685 |
07-03463 | 07/21/2008 | Claimant(s): Carmit Dragushansky Claimant Lawyers(s): Carmit Dragushansky Respondent(s): Spencer-Winston Securities Corporation Respondent Lawyers(s): Oscar Echman Arbitrator(s): Brenna L. Stewart Hearing Site: New York, NY
| | $699 |
04-05809 | 07/18/2008 | Claimant(s): Town Plaza II Investments Ltd., Ely Tama and Andrea Tama Claimant Lawyers(s): David M. Black Respondent(s): Cantone Research Inc. Respondent Lawyers(s): Walter L. Baumgardner Arbitrator(s): William C. Kubicz, Harold Hood, Peter J. Henning Hearing Site: Detroit, MI
| | Duplicated Award |
07-02499 | 07/18/2008 | Claimant(s): Bernice Wright Claimant Lawyers(s): Charles C. Mihalek Respondent(s): Byron Holley, A.G. Edwards & Sons. Respondent Lawyers(s): Anita M. Britton Arbitrator(s): Jeffrey M. Bain, Todd Parker Lowe, Rose H. Benkert Hearing Site: Louisville, KY
| | $177,000 |
07-02881 | 07/18/2008 | Claimant(s): John Rapillo Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): TD Ameritrade., Mikhael Halper Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Donald S. Tuck, Richard S. Zaifert, Stuart Harvey Ziegler Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
04-05788 | 07/18/2008 | Claimant(s): Claimant Lawyers(s): Respondent(s): Respondent Lawyers(s): Arbitrator(s): Hearing Site:
| | $0 |
07-01930 | 07/18/2008 | Claimant(s): Allyn Pon Claimant Lawyers(s): Vincent D. Slavens Respondent(s): FIMAT USA Respondent Lawyers(s): John W. Cotton Arbitrator(s): James H. Bowersox, Ronald O. Bub, D. Brad Callen Hearing Site: San Diego, CA
| | $0 |
07-02896 | 07/18/2008 | Claimant(s): OptionsHouse. Claimant Lawyers(s): Milnor H. Senior Respondent(s): Christopher Bateman Respondent Lawyers(s): Christopher Bateman Arbitrator(s): Holly Stein Sollod, Michael J. Norton, Dennis G. Kruse Hearing Site: Denver, CO
| | $0 |