07-00446 | 07/31/2008 | Claimant(s): Brent Cowin, Rock Mirich Claimant Lawyers(s): Marie Mirch Respondent(s): David Winchell, Jeffrey Graves, Julie Castle, Keith Schmidt, Lisa Dry, Mary With, Matthew Howard, Banc of America Investment Services Inc., Pat Jagielski, William Tanem, Bank of America Respondent Lawyers(s): Bryce K. Kunimoto Arbitrator(s): David W. Dresnick, Geoffrey A. VanderPal, Paul E. Dahlman Hearing Site: Las Vegas, NV
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07-02816 | 07/31/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Joseph E. Gehring Respondent(s): UBS Financial Services Inc., Michael Fisher Respondent Lawyers(s): James L. Komie Arbitrator(s): Edward Baer, Carol E. Weir, John N. Polakas Hearing Site: New York, NY
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08-00519 | 07/31/2008 | Claimant(s): Azar Hamid Claimant Lawyers(s): Mitchell Markowitz Respondent(s): Vision Respondent Lawyers(s): Kenneth F. Berg Arbitrator(s): Richard E. Lerner Hearing Site: New York, NY
| | $0 |
07-01729 | 07/30/2008 | Claimant(s): Gayle Patton, Ira Patton Claimant Lawyers(s): Jeff S. Daniel Respondent(s): Wachovia Securities Respondent Lawyers(s): Beverly Jo Slaughter Arbitrator(s): Valerie J. Hamm, Allan Weiss, Bruce W. Hanks Hearing Site: Louisville, KY
| | $5,297,000 |
07-01778 | 07/28/2008 | Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings. Claimant Lawyers(s): W. Jerad Rissler Respondent(s): Ernest Elam Respondent Lawyers(s): Ernest P. Elam Arbitrator(s): Timothy L. Andrews, Maurice J. Fallas, Gary L. Foose Hearing Site: Houston, TX
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07-03632 | 07/28/2008 | Claimant(s): Robert Melle Claimant Lawyers(s): Martin P. Unger Respondent(s): MBSC Securities Corporation Respondent Lawyers(s): Catherine S. Ryan Arbitrator(s): Henry Tiffany, Julian F. Santos, Gayle S. Sanders Hearing Site: New York, NY
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06-04153 | 07/28/2008 | Claimant(s): David and Susan Dinges Claimant Lawyers(s): Marc S. Gottlieb Respondent(s): McLaughlin, Piven, Vogel Securities, Larry Tulenko Respondent Lawyers(s): Mark G. Vaughan Arbitrator(s): William H. Steinhart, Walter W. Jensen, Robert T. Costello Hearing Site: Newark, NJ
| | Expungement |
05-03614 | 07/25/2008 | Claimant(s): Capital Investment Group. Claimant Lawyers(s): J. Anthony Penry Respondent(s): Mark Kyle Respondent Lawyers(s): Mark D. Kyle Arbitrator(s): Timothy J. Wright, Mitchell M. Willoughby, John D. Robb Hearing Site: Raleigh, NC
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05-05320 | 07/25/2008 | Claimant(s): David Levy Claimant Lawyers(s): David B. Bernfeld Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Alfred P. Reeves, Larry W. Befeler, Mitchell Jay Bayer Hearing Site: New York, NY
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07-01275 | 07/25/2008 | Claimant(s): First Command Financial Planning., First Command Financial Services. Claimant Lawyers(s): Jeremy L. Harmon, Lee F. Christie Respondent(s): James Washnock, John Washnock Respondent Lawyers(s): Gregory T. Talley Arbitrator(s): Jack K. Lovette, Daniel A. Kile, Robert E. Treadaway Hearing Site: Dallas, TX
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