05-06504 | 10/10/2008 | Claimant(s): First Montauk Securities Corp. Claimant Lawyers(s): Gerry Kowalski Respondent(s): Louis Inglese Respondent Lawyers(s): Glenn S. Gitomer Arbitrator(s): John W. Lear, William J. Hirsch, Kenneth Joseph Beahan Hearing Site: Philadelphia, PA
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08-00148 | 10/10/2008 | Claimant(s): Ameriprise Advisor Services. Claimant Lawyers(s): Edward A. Walton Respondent(s): Douglas Studer Respondent Lawyers(s): T. Gregory Slother Arbitrator(s): Lon M. Hatton, Jonathan H. Stein, Robert Kevin O'Mara Hearing Site: Tampa, FL
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03-00419 | 10/10/2008 | Claimant(s): Melanie Vlosky Claimant Lawyers(s): Darren C. Blum Respondent(s): Alison Naylor, Brian Jensen, 1717 Capital Management Company Respondent Lawyers(s): Brian Jensen, Christopher C. Coss Arbitrator(s): John F. Heimerdinger, Michael E. Silverman, Daniel M. Mandil Hearing Site: New York, NY
| | Stipulated Award and Expungement |
07-00572 | 10/10/2008 | Claimant(s): Connie Falterbauer, Harry Falterbauer Claimant Lawyers(s): Russell L. Forkey Respondent(s): Jay Noiman, Sean Callahan, Viewtrade Securities. Respondent Lawyers(s): Peter W. Homer Arbitrator(s): Richard Anthony Jannuzzi, Jeffrey R. Roth, Dennis J. Levin Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
08-00012 | 10/09/2008 | Claimant(s): Wedbush Morgan Securities Claimant Lawyers(s): Lucia La Rosa Ames Respondent(s): Richard LaBare Respondent Lawyers(s): Arthur S. Leider Arbitrator(s): Alfred E. Monahan, William L. Erwin, John C. Lees Hearing Site: San Diego, CA
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07-03194 | 10/09/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Justin Joseph D'Elia Respondent(s): Joel Cohen Respondent Lawyers(s): Joel Cohen Arbitrator(s): Guy K. Stewart Hearing Site: Boca Raton, FL
| | $0 |
07-03199 | 10/09/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Justin Joseph D'Elia Respondent(s): Eric Chow Respondent Lawyers(s): Eric Chow Arbitrator(s): Gerald A. Koris Hearing Site: Los Angeles, CA
| | $0 |
07-01870 | 10/09/2008 | Claimant(s): Joan Skrzycki, Robert Skrzycki Claimant Lawyers(s): Daniel R. Flebotte Respondent(s): Wachovia Securities Respondent Lawyers(s): James C. Browning Arbitrator(s): Robert T. Allen, David P. McDuffee, George W. McKellar Hearing Site: Raleigh, NC
| | $0 |
07-01976 | 10/09/2008 | Claimant(s): Susan J. Gallagher & John F. Gallagher Claimant Lawyers(s): Bailey Buchanan Nowak Respondent(s): Jesup & Lamont Securities Corp. Respondent Lawyers(s): Todd A. Zuckerbrod Arbitrator(s): Lucy J. Karl, Nickolas F. Monteforte, Maura Lenore Tomaszewski Hearing Site: Boston, MA
| | $0 |
05-06280 | 10/08/2008 | Claimant(s): Prudential Equity Group Claimant Lawyers(s): David W. Schmidt Respondent(s): Stanley Szymczyk Respondent Lawyers(s): Stephen A. Madoni Arbitrator(s): Salvatore A. Sciortino, James M. Goldberg, Karen J. Burneff Hearing Site: Los Angeles, CA
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