07-03584 | 12/01/2008 | Claimant(s): Kathleen Vigiano, Maria Vigiano Claimant Lawyers(s): Marc D. Powers Respondent(s): Robert Kennedy, Robert J. Kennedy & Associates, Walnut Street Securities. Respondent Lawyers(s): B. John Pendleton Arbitrator(s): Marvin Schwartz, Alida D. Camp, Sharon A. McCloskey Hearing Site: New York, NY
| | $388,669 |
07-01144 | 11/28/2008 | Claimant(s): Judith Fogel Claimant Lawyers(s): Joseph S. Fogel Respondent(s): Financial West Group, Marc Tucker Respondent Lawyers(s): Edward S. Zusman Arbitrator(s): Vaughn Thomas Hale, Robert H. Wrenn, Willard H. Altman Hearing Site: Los Angeles, CA
| | Expungement |
07-00200 | 11/26/2008 | Claimant(s): Angela Holifield, Sarah Frierson, TTEE of Marital TRT AGMT Claimant Lawyers(s): William M. Cunningham Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Bradley B. Rounsaville Arbitrator(s): Earle Park Kelley, Earle J. Schwarz, Suzette Merriam Foster Hearing Site: Birmingham, AL
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07-03302 | 11/26/2008 | Claimant(s): PNC Investments Claimant Lawyers(s): Brian A. Carlis Respondent(s): Victor D. Loper and Lonyae Loper Respondent Lawyers(s): Victor D. Loper Arbitrator(s): Patrick Sean Dolan Hearing Site: Wilmington, DE
| | $0 |
07-00773 | 11/26/2008 | Claimant(s): Estee Gilad Claimant Lawyers(s): Darren C. Blum Respondent(s): Andrew Costa, Costa Financial Securities. Respondent Lawyers(s): Brain D. Buckstein, Brian D. Buckstein Arbitrator(s): Steven Gerard Goerke, Alvin Spier, Lee E. Karofsky Hearing Site: Boca Raton, FL
| | $85,225 |
07-03105 | 11/26/2008 | Claimant(s): Alvin McQuinn, Alvin E. McQuinn FLITE Trust Claimant Lawyers(s): John Cotter, Mark J. Briol Respondent(s): Wachovia Securities Respondent Lawyers(s): Steven M. Malina Arbitrator(s): Lawrence J. Welte, Robert S. Burk, Daniel D. Hill Hearing Site: Minneapolis, MN
| | $250,000 |
08-01223 | 11/26/2008 | Claimant(s): Arnold Allan Claimant Lawyers(s): Arnold Michael Allan Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Erin K. Fair Arbitrator(s): Robin Lynn Berry Hearing Site: Reno, NV
| | $0 |
08-01414 | 11/26/2008 | Claimant(s): Clarence Rinderle Claimant Lawyers(s): Clarence G. Rinderle Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Diane M. Brown Arbitrator(s): Gary P. Price Hearing Site: Indianapolis, IN
| | $325 |
07-03257 | 11/25/2008 | Claimant(s): Stephen Jans Claimant Lawyers(s): Oliver E. Nelson Respondent(s): Kevin Miller, Fringe Benefits Design Of Minnesota, Intervest International Equities Corpora, Intervest International. Respondent Lawyers(s): Marnie L. DeWall, Melissa D. Hubbard Arbitrator(s): Edward C. Oliver, Andrew R. Dick, JD Haas Hearing Site: Minneapolis, MN
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08-00973 | 11/25/2008 | Claimant(s): Sun Li Claimant Lawyers(s): Robert L. Lubin Respondent(s): Jeff Clark Respondent Lawyers(s): Jeff Clark Arbitrator(s): James N. D'Orso, Katherine M. Van Hagan, Anthony G. Sousa Hearing Site: San Francisco, CA
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