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FINRA Awards

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Displaying 20,171-20,180 out of 22,017 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0244803/25/2009Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Harry Virunurm
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Richard A. Purkiss, David M. Panko, Howard B. Scherer
Hearing Site: Philadelphia, PA
Checkmark Icon$97,330
08-0237603/25/2009Claimant(s): Richard Wolff, Ruth Wolff
Claimant Lawyers(s): Neal J. Blaher
Respondent(s): Stifel Nicolaus & Company. as Succe
Respondent Lawyers(s): Edwin A. Zipf
Arbitrator(s): Robert J. Walter, Stephen A. Saker, Arve Alexander Wikstrom
Hearing Site: Orlando, FL
Checkmark Icon$158,228
08-0353703/25/2009Claimant(s): Elliot Burstein
Claimant Lawyers(s): Elliot L. Burstein
Respondent(s): UBS Financial Services Inc., Sharon Ford
Respondent Lawyers(s): Kathleen S. Adams
Arbitrator(s): John J. Fitzpatrick
Hearing Site: San Francisco, CA
Checkmark Icon$1,585
08-0167903/24/2009Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): John O. Lukanski
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph E. Gehring
Arbitrator(s): Michael E. Curan, Donald Ferguson, Joshua Mark Zucker
Hearing Site: New York, NY
08-0290603/24/2009Claimant(s): Elizabeth Nolan
Claimant Lawyers(s): Elizabeth Nolan
Respondent(s): William Astrop
Respondent Lawyers(s): William Bowen Astrop
Arbitrator(s): Jerrold Levine
Hearing Site: Ft. Lauderdale, FL
08-0160103/24/2009Claimant(s): Lorena J. Nicoll and Wilbur W. Nicoll
Claimant Lawyers(s): Andrew Stolfmann
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): John D. Porter, Irving M. Shlesinger, Stanley W. Foy
Hearing Site: Birmingham, AL
Checkmark Icon$50,000
08-0144903/24/2009Claimant(s): The Haig G. Bogossian Trust
Claimant Lawyers(s): Haig G. Bogossian
Respondent(s): Morgan Stanley & Co., Mace Tamse
Respondent Lawyers(s): Daniel Derechin
Arbitrator(s): Stan West, Donald J. Spero, Allen J. Lefton
Hearing Site: Boca Raton, FL
Checkmark Icon$750
08-0155603/24/2009Claimant(s): Robert Goldfine
Claimant Lawyers(s): Curtis E. Pew
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin K. Fair
Arbitrator(s): J. Martin McDonough
Hearing Site: New York, NY
Checkmark Icon$213
08-0290403/24/2009Claimant(s): Avraham Amit
Claimant Lawyers(s): Avraham R Amit
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Sheila E. Carson
Arbitrator(s): Ray L. Cox
Hearing Site: Houston, TX
Checkmark Icon$213
08-0375403/24/2009Claimant(s): Paul Sullivan
Claimant Lawyers(s): Scott C. DeLaura
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Howard I. Wilgoren
Hearing Site: New London, CT
Checkmark Icon$0

22,017 Results

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