08-03750 | 05/08/2009 | Claimant(s): Henry McGhee Claimant Lawyers(s): Henry Dewitt McGhee Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Bradley J. Johnson Arbitrator(s): Richard A. Van Kalker Hearing Site: Chicago, IL
| | $0 |
07-03151 | 05/07/2009 | Claimant(s): Eric Serfaty Claimant Lawyers(s): Michael C. Deutsch Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Michael Riordan Arbitrator(s): Sandra J. Mullings, Jonathan L. Goldfarb, Nancy Kramer Hearing Site: New York, NY
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08-00465 | 05/07/2009 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Christopher Farley Respondent Lawyers(s): Christopher B. Farley Arbitrator(s): Donald Whiteman, Victor Elting, Jeffrey S. Fannon Hearing Site: Chicago, IL
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08-04228 | 05/07/2009 | Claimant(s): Texakoma Financial. Claimant Lawyers(s): Barry F. Cannaday Respondent(s): Trent Trubenbach Respondent Lawyers(s): Trent Trubenbach Arbitrator(s): Edwin J. Tomko, Richard C. Corse, Maryanne M. Esser Hearing Site: Dallas, TX
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08-01276 | 05/07/2009 | Claimant(s): Diana Landau, Trustee Claimant Lawyers(s): David Neuman Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Terry R. Weiss Arbitrator(s): Michael S. Hill, Bruce D. Horton, Kathryn Elizabeth Murphy Hearing Site: St. Louis, MO
| | $145,740 |
08-04886 | 05/07/2009 | Claimant(s): Barry Sherwin Claimant Lawyers(s): Barry N. Sherwin Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Raquel Terrigno Arbitrator(s): Ira M. Starr Hearing Site: Newark, NJ
| | $213 |
07-01842 | 05/06/2009 | Claimant(s): Ryan Beck & Co. Claimant Lawyers(s): Jeffrey C. Primiano Respondent(s): Gennaro Vuono, William Bucci Respondent Lawyers(s): John N. Salla Arbitrator(s): Richard A. Purkiss, Andrew W. Davitt, Howard B. Scherer Hearing Site: Philadelphia, PA
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07-01843 | 05/06/2009 | Claimant(s): Ryan Beck & Co. Claimant Lawyers(s): Jeffrey C. Primiano Respondent(s): Gennaro Vuono Respondent Lawyers(s): Leonard N. Zito Arbitrator(s): Hearing Site: Philadelphia, PA
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08-00250 | 05/06/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Jason Berrisford Respondent Lawyers(s): Jason R. Berrisford Arbitrator(s): Emerson R. Marks, Tully C. Tupper, Michael W. Hultzapple Hearing Site: Richmond, VA
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08-01303 | 05/06/2009 | Claimant(s): American Capital Partners Claimant Lawyers(s): J. Christopher Albanese Respondent(s): Ricardo Rodriguez Respondent Lawyers(s): Jaime Rodriguez Arbitrator(s): Carl A. Goldman Hearing Site: New York, NY
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