| 08-03750 | 05/08/2009 | Claimant(s): Henry McGhee
Claimant Lawyers(s): Henry Dewitt McGhee
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Bradley J. Johnson
Arbitrator(s): Richard A. Van Kalker
Hearing Site: Chicago, IL
|  | $0 |
| 07-03151 | 05/07/2009 | Claimant(s): Eric Serfaty
Claimant Lawyers(s): Michael C. Deutsch
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Michael Riordan
Arbitrator(s): Sandra J. Mullings, Jonathan L. Goldfarb, Nancy Kramer
Hearing Site: New York, NY
| | |
| 08-00465 | 05/07/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Christopher Farley
Respondent Lawyers(s): Christopher B. Farley
Arbitrator(s): Donald Whiteman, Victor Elting, Jeffrey S. Fannon
Hearing Site: Chicago, IL
| | |
| 08-04228 | 05/07/2009 | Claimant(s): Texakoma Financial.
Claimant Lawyers(s): Barry F. Cannaday
Respondent(s): Trent Trubenbach
Respondent Lawyers(s): Trent Trubenbach
Arbitrator(s): Edwin J. Tomko, Richard C. Corse, Maryanne M. Esser
Hearing Site: Dallas, TX
| | |
| 08-01276 | 05/07/2009 | Claimant(s): Diana Landau, Trustee
Claimant Lawyers(s): David Neuman
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Michael S. Hill, Bruce D. Horton, Kathryn Elizabeth Murphy
Hearing Site: St. Louis, MO
| | $145,740 |
| 08-04886 | 05/07/2009 | Claimant(s): Barry Sherwin
Claimant Lawyers(s): Barry N. Sherwin
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Raquel Terrigno
Arbitrator(s): Ira M. Starr
Hearing Site: Newark, NJ
| | $213 |
| 07-01842 | 05/06/2009 | Claimant(s): Ryan Beck & Co.
Claimant Lawyers(s): Jeffrey C. Primiano
Respondent(s): Gennaro Vuono, William Bucci
Respondent Lawyers(s): John N. Salla
Arbitrator(s): Richard A. Purkiss, Andrew W. Davitt, Howard B. Scherer
Hearing Site: Philadelphia, PA
| | |
| 07-01843 | 05/06/2009 | Claimant(s): Ryan Beck & Co.
Claimant Lawyers(s): Jeffrey C. Primiano
Respondent(s): Gennaro Vuono
Respondent Lawyers(s): Leonard N. Zito
Arbitrator(s):
Hearing Site: Philadelphia, PA
| | |
| 08-00250 | 05/06/2009 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Jason Berrisford
Respondent Lawyers(s): Jason R. Berrisford
Arbitrator(s): Emerson R. Marks, Tully C. Tupper, Michael W. Hultzapple
Hearing Site: Richmond, VA
| | |
| 08-01303 | 05/06/2009 | Claimant(s): American Capital Partners
Claimant Lawyers(s): J. Christopher Albanese
Respondent(s): Ricardo Rodriguez
Respondent Lawyers(s): Jaime Rodriguez
Arbitrator(s): Carl A. Goldman
Hearing Site: New York, NY
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