| 08-01060 | 10/28/2009 | Claimant(s): Julius Shulman
Claimant Lawyers(s): Stefan Kalina
Respondent(s): Victor Labi, Leeb Brokerage Services.
Respondent Lawyers(s): Stephen Lee Leeb, Victor Labi
Arbitrator(s): Edward Buscemi, Hilary B. Miller, Abigail J. Pessen
Hearing Site: New York, NY
|  | $450,000 |
| 08-03717 | 10/28/2009 | Claimant(s): Suzanne Stadler-D'vir, JTLG Corp., Stonehouse Equities.
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Alice Solomon, Timothy Daly
Respondent Lawyers(s): Chad N. Cagan, Timothy James Daly
Arbitrator(s): Vicki Z. Holleman, Susan C. Lushing, Rebecca A. Novak
Hearing Site: New York, NY
| | $70,000 |
| 08-04434 | 10/28/2009 | Claimant(s): A. Bauhaus
Claimant Lawyers(s): Debra M. Brown
Respondent(s): Adam Goldman, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): William E. Mahoney
Arbitrator(s): Harold P. Starr, James Fruehling, Howard B. Scherer
Hearing Site: Philadelphia, PA
| | $0 |
| 09-00748 | 10/28/2009 | Claimant(s): Alan Evans
Claimant Lawyers(s): Richard A. Stephens
Respondent(s): Ettore Ventrice, Michael Bober, Sanford Steinberg
Respondent Lawyers(s): James D. Sallah
Arbitrator(s): Sheldon I. Saitlin, Richard J. Kaplan, Edwin J. Slovitt
Hearing Site: Boca Raton, FL
| | $0 |
| 08-00912 | 10/27/2009 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Michael McAllister
Respondent(s): Albert Lowenthal
Respondent Lawyers(s): Michael McAllister
Arbitrator(s): Kelly M. Lonergan, Sharon L. Monroe, B. J. Krintzman
Hearing Site: Boston, MA
| | |
| 08-03152 | 10/27/2009 | Claimant(s): Hazel Simpson
Claimant Lawyers(s): Jason A. Richardson
Respondent(s): Ryan Orlando, Interactive Brokers
Respondent Lawyers(s): John J. Nielands, Ryan M. Orlando
Arbitrator(s): Richard C. Downing, Robert E. Graves, Lydia M. Quarles
Hearing Site: Jackson, MS
| | $997,982 |
| 08-03654 | 10/27/2009 | Claimant(s): Billy and Sharon Powell, Robert and Helen Perkins
Claimant Lawyers(s): Brian N. Smiley, Peter J. Mougey
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Donald N. Cohen
Arbitrator(s): Arthur W. Pigott, Mark A. Myers, James Francis Donovan
Hearing Site: Birmingham, AL
| | $222,053 |
| 08-04225 | 10/27/2009 | Claimant(s): Almas Temple A.A.O.N.M.S.
Claimant Lawyers(s): Janet K. DeCosta
Respondent(s): M&T Securities.
Respondent Lawyers(s): Douglas K. Spaulding
Arbitrator(s): Steven R. Bralove, Michael J. Henke, Olivia Milbank Farrar
Hearing Site: Washington, DC
| | $0 |
| 09-01310 | 10/27/2009 | Claimant(s): Carol deMontel
Claimant Lawyers(s): Carol deMontel
Respondent(s): Jennifer Goodman, UBS Financial Services Inc.
Respondent Lawyers(s): Kathleen S. Adams
Arbitrator(s): R. Peter Faris
Hearing Site: Albuquerque, NM
| | $0 |
| 09-01414 | 10/27/2009 | Claimant(s): Gayle Speights, Ray Speights
Claimant Lawyers(s): Cassidy L. Anderson
Respondent(s): UBS Financial Services Inc., Robert Johnston
Respondent Lawyers(s): Alise Johnson
Arbitrator(s): Lawrence M. Oberdank
Hearing Site: Birmingham, AL
| | $213 |
