Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-05075 | 11/04/2010 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Ross Carmel Respondent(s): James Morse Respondent Lawyers(s): James Grant Morse Arbitrator(s): Michael S. Kozlow Hearing Site: Boca Raton, FL | ||
| 09-05533 | 11/04/2010 | Claimant(s): Thomas Vandeventer Claimant Lawyers(s): James A. Bradley Respondent(s): Clearbridge Advisors, Legg Mason Investor Services Respondent Lawyers(s): Dana N. Pescosolido Arbitrator(s): Romaine L. Gardner, Martin Hunger, Nancy Kramer Hearing Site: New York, NY | ||
| 09-05972 | 11/04/2010 | Claimant(s): Ronald Chernesky Claimant Lawyers(s): Anthony J. Hom Respondent(s): David Choi Respondent Lawyers(s): David Choi Arbitrator(s): Hugh N. Fryer Hearing Site: New York, NY | ||
| 10-02040 | 11/04/2010 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): James Van Dyke Respondent(s): Cheryl Cox Respondent Lawyers(s): Cheryl Clark Cox Arbitrator(s): Hugh C. Durbin Hearing Site: Nashville, TN | ||
| 09-06534 | 11/04/2010 | Claimant(s): Carolyn Smith Claimant Lawyers(s): Curtis E. Pew Respondent(s): Wells Fargo Advisors, Viviana Santiago Respondent Lawyers(s): Erin M. Burke Arbitrator(s): Diane Getzler Hearing Site: New York, NY |  | $20,000 |
| 09-02053 | 11/04/2010 | Claimant(s): Thermo Dynamics Inc. Claimant Lawyers(s): Robert D. Mitchell Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Ben Suter Arbitrator(s): Katherine M. Harmeyer, Ralph H. Martin, Deana S. Peck Hearing Site: Phoenix, AZ | | $0 |
| 09-05270 | 11/04/2010 | Claimant(s): Anil Chawla Claimant Lawyers(s): Anil K. Chawla Respondent(s): Carol Ring, Gregg Libutti, Valic Financial Advisors. Respondent Lawyers(s): Debra A. Jenks Arbitrator(s): Robert J. Ambrogi, Nickolas F. Monteforte, Susan Lauder Stewart Hearing Site: Boston, MA | | $0 |
| 10-01250 | 11/04/2010 | Claimant(s): Samuel L. Tibbs Claimant Lawyers(s): Samuel L. Tibbs Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Jeffrey D. Fox Arbitrator(s): Robert P. Porter Hearing Site: Raleigh, NC | | $38 |
| 10-01910 | 11/04/2010 | Claimant(s): J. Kenneth Wilkens IRA Claimant Lawyers(s): J. Kenneth Wilkens Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Brent J. Burtin Arbitrator(s): Keely D. Parr Hearing Site: New York, NY | | $0 |
| 09-00548 | 11/03/2010 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Cheri Johnson Respondent Lawyers(s): Lawrence R. Cock Arbitrator(s): Michael W. Reinhardt, Jeanne C. Stilwell, Kay A. Johnson, CRCP Hearing Site: Seattle, WA |