Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-01166 | 06/05/2023 | Claimant(s): Timothy Hladik Claimant Lawyers(s): Adam J. Weinstein Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Edward W. Morris, Peter M Cosel, Jud Perkins Hearing Site: Providence, RI |  | Dissmissed by Rule 12206/12504 |
| 22-01754 | 06/05/2023 | Claimant(s): Kimberly Ripoll Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jason Kempf Arbitrator(s): Allan R. Lazor Hearing Site: Houston, TX | ||
| 22-01976 | 06/05/2023 | Claimant(s): Meris Collier Claimant Lawyers(s): Dochtor Kennedy Respondent(s): VSR Financial Services. Respondent Lawyers(s): David Feldstein Arbitrator(s): Daniel B. MacLeod Hearing Site: Seattle, WA | ||
| 22-02290 | 06/02/2023 | Claimant(s): Scott Fessler Claimant Lawyers(s): Scott Darren Fessler Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Vicki Z. Holleman, Karen Isabel Bedrosian - Richardson, Miriam Goode Hearing Site: New York, NY | ||
| 22-02027 | 06/02/2023 | Claimant(s): Richard Weaver Claimant Lawyers(s): Eric Bensky Respondent(s): Sanford C. Bernstein & Co. Respondent Lawyers(s): Sarah Zimmer Arbitrator(s): Edmund Timothy Donovan Hearing Site: New York, NY | ||
| 22-01225 | 06/02/2023 | Claimant(s): Matthew King Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Susanne J. Hollander Hearing Site: Chicago, IL | ||
| 21-03039 | 06/02/2023 | Claimant(s): Benjamin Zimbel Claimant Lawyers(s): Alan D. Rose Respondent(s): Hornor, Townsend & Kent. Respondent Lawyers(s): Paula D. Shaffner Arbitrator(s): Richard J. Grahn Hearing Site: Boston, MA | ||
| 22-02879 | 06/02/2023 | Claimant(s): Sofi Securities LLC Claimant Lawyers(s): Michele R Uunderwood Respondent(s): Andre Ismailyan Respondent Lawyers(s): Andre Ismailyan Arbitrator(s): Cynthia B. Stone, Mary M. O'Neil, Ethan Joseph Brown Hearing Site: Los Angeles, CA | | Settlement |
| 22-02477 | 06/02/2023 | Claimant(s): David Morgan Claimant Lawyers(s): Tosh Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Annamaria Boccia Smith, Maria Barry, John Lawniczak Hearing Site: New York, NY | ||
| 23-00529 | 06/01/2023 | Claimant(s): Morgan Stanley, MSSB Financing LLC Claimant Lawyers(s): Timothy N. Will Respondent(s): Ronald Diaz Respondent Lawyers(s): Ronald Diaz Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Phoenix, AZ |