22-02981 | 07/20/2023 | Claimant(s): Donald Barry Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jason Kempf Arbitrator(s): Joseph Neal Richardson Hearing Site: Wichita, KS
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23-00248 | 07/19/2023 | Claimant(s): Karlamary Aleman Aponte Claimant Lawyers(s): Gara Seagraves Respondent(s): Popular Securities. Respondent Lawyers(s): Mariela M. Ramirez-Morales Arbitrator(s): Barth Satuloff Hearing Site: San Juan, PR
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22-02578 | 07/19/2023 | Claimant(s): Ernest Musgrave Claimant Lawyers(s): Roberto C Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR
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19-02012 | 07/18/2023 | Claimant(s): Mai Y. Hanlon Revocable Trust Claimant Lawyers(s): Edward H. Glenn Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Kuan Huang Arbitrator(s): William A. Barrett, Michael P. Breton, Frank Sanclemente Hearing Site: Boston, MA
| | $0 |
19-02406 | 07/18/2023 | Claimant(s): Mark Dickman Claimant Lawyers(s): Jeremy L. Bartell Respondent(s): Jessica Sexton, Robert Russo Respondent Lawyers(s): Jonathan S. Robbins Arbitrator(s): Lisa Bass Morris, Rebecca Sofley Henderson, Eric C Chilton Hearing Site: Charlotte, NC
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23-00180 | 07/18/2023 | Claimant(s): Joshua Betancourt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Sierra Gray Arbitrator(s): Lisa M. Krimen Hearing Site: Chicago, IL
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22-02489 | 07/18/2023 | Claimant(s): Dario Suarez Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
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22-02295 | 07/18/2023 | Claimant(s): Cynthia Farnsworth Claimant Lawyers(s): Linda D. Friedman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Sal Presti Hearing Site: Milwaukee, WI
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22-00145 | 07/18/2023 | Claimant(s): Charles Smith, Selrahc Ltd Partnership Claimant Lawyers(s): Michael C. Bixby Respondent(s): Worden Capital Management LLC, Gregory Bodkin, Jamie Worden, Richard Borgner Respondent Lawyers(s): Charles M. O'Rourke, Jamie John Worden, Richard Reiss Borgner Arbitrator(s): Mary Elizabeth Skelnik, Derry Olive Wilcox, Blake William Cole Hearing Site: Birmingham, AL
| | $1,665,500 |
22-02220 | 07/18/2023 | Claimant(s): Sonia Pou Monagas Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR
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