Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01694 | 12/07/2023 | Claimant(s): Russell Samples Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): John Kenneth Popham Hearing Site: Dallas, TX | ||
| 23-01257 | 12/06/2023 | Claimant(s): Andrew Schroeder Claimant Lawyers(s): James P. Galvin Respondent(s): Cetera Advisors LLC Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): William M. Azkoul Hearing Site: Des Moines, IA | ||
| 23-00047 | 12/06/2023 | Claimant(s): Tastyworks. Claimant Lawyers(s): Thomas G. Haskins Respondent(s): Mehran Khavarian Respondent Lawyers(s): Mehran Khavarian Arbitrator(s): Richard W. Dissen Hearing Site: Montpelier, VT |  | $0 |
| 23-00833 | 12/06/2023 | Claimant(s): Apex Clearing Corporation Claimant Lawyers(s): Jonathan D. Neerman Respondent(s): Hui Zou Respondent Lawyers(s): Hui Zou Arbitrator(s): Keely D. Parr, Ronald J. Colombo Hearing Site: New York, NY | | $0 |
| 23-00321 | 12/06/2023 | Claimant(s): Scott Baker Claimant Lawyers(s): Harris Freedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Michael J Norton Hearing Site: Denver, CO | ||
| 22-00423 | 12/05/2023 | Claimant(s): Ramona Mebane Claimant Lawyers(s): Bradford M Gucciardo Respondent(s): Edward Jones Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Richard James Igou Hearing Site: Charlotte, NC | | Expungement |
| 23-00312 | 12/04/2023 | Claimant(s): Andrea Freedlund Claimant Lawyers(s): Andrea J. Freedlund Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Clarke C. Greene Arbitrator(s): Jack R. Goetz, Steven H. Gentry, Gecole L. Harley Hearing Site: Los Angeles, CA | | $175 |
| 21-02961 | 12/04/2023 | Claimant(s): John Dabbs Claimant Lawyers(s): David Wechsler Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Kenneth J. Kelly Arbitrator(s): Richard W. Vallario, Carol Maria Luttati, Michael Casali Hearing Site: New York, NY | ||
| 20-04080 | 12/04/2023 | Claimant(s): Alexander Kuznetsov Claimant Lawyers(s): Alexander Kuznetsov Respondent(s): Interactive Brokers Respondent Lawyers(s): Carlos E. Provencio Arbitrator(s): Shelley Teitelbaum, Donald N. Cohen, Eugene G. P. Byrne Hearing Site: New York, NY | | Dismissed by Rule 12212 and 12511 |
| 22-00491 | 12/04/2023 | Claimant(s): Doris Mctyre Claimant Lawyers(s): Christopher H. Tovar Respondent(s): Amanda Scipione, Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): Thomas Michael Genovese, James Reiman, Floyd A Bednarz Hearing Site: Chicago, IL |