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FINRA Awards for Andrew Schroeder

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0125712/06/2023Claimant(s): Andrew Schroeder
Claimant Lawyers(s): James P. Galvin
Respondent(s): Cetera Advisors LLC
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): William M. Azkoul
Hearing Site: Des Moines, IA

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